Advanced Financial Crime Compliance

Financial Crime

· Transnational organised crime

· Interpol’s 18 crime areas

· Global response: the AML Regime

· Terrorist financing and Sanctions

· UNTOC

· FATF

· The Egmont Group

· The role of FIUs

· The private sector: gatekeepers

· The rationale of reporting

· The role of financial intelligence

· FCC as the tool to protect the financial system’s integrity

Anti-Bribery and Corruption (ABC)

· ABC essentials explained

· UKBA 2010

· Anti-Bribery & Corruption videos

· Whistleblowing

· FCA

· OECD

· UNCAC

· Stolen Asset Recovery Initiative (StAR)

· StAR Cases

· SFO Cases

· FCPA Cases

Anti-Money-Laundering (AML)

· Proceeds of crime

· The three – stage ML process

· The three ML stages

· ML vulnerability: the Zero point

· Basel AML Index

· Offences

· The 4TH MLD

· Case study: POCA, Part 7 ML

· Triggering the AML investigation

· From Suspicion to reporting

· SAR and the Good “Narrative”

AML Tools

· Tool 1: KYA (Know Your Assets)

· Tool 2: KYB (Know Your Business)

· Tool 3: KYC (Know Your Customer)

· Tool 4: CDD (Customer Due Diligence)

· Tool 5: EDD (Enhanced Due Diligence)

· Tool 6: SDD (Simplified Due Diligence)

Cyber crime

· Phishing

· Webcam manager

· File hijacking

· Keylogging

· Screenshot manager

· Ad clicker

· Hacking

· Distributed Denial of Service (DDOS)

· JMLIT

· European Cybercrime Centre (EC3)

· Information Assurance and Cyber Security for Information Asset and Information Risk Owners

Fraud

· Identity crime

· Individual fraud

· Corporate fraud

· Online fraud

· Advanced fee fraud

· Tax and benefit system fraud

· Intellectual property crime

· Insider dealing

Advanced ABC Loadicator

· Tracing capital flight from developing countries

· Sustainable development goals in practice

· Illicit financial flows

· UNCAC and beneficial ownership transparency

· Beneficial ownership registries

· Scanning and profiling legal entities and complex legal arrangements

· Connecting physical persons with legal entities – best practices