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Regulation and Compliance Courses London
- Short course
- Londonand6 other venues
- Birmingham, Bristol, Edinburgh, Leeds, Manchester, Nottingham
- Intermediate
...transform your business by really getting to know your customer. Know Your Customer - Timetable 9.30 – 10.00: Coffee and Intro. How well do you know your business?... Learn about: Customer Service, Customer Service Skills, Customer Care...
- Training
- London
- Intermediate
- Different dates available
- 14h - 2 Days
... in practice. Attending will enable you to: • Gain a firm and comprehensive grounding in CIS regulations and how they apply in practice • Learn the structures, characteristics and constraints of different types of CIS, including UCITS, NURS, QIS, Property funds covered by COLL and the wider fund types now... Learn about: Regulatory Compliance, Investment Management...
- Course
- London
- 5 Days
...understand the international regulatory framework of financial reporting be able to apply IASs and IFRSs to practical situations train to prepare financial...
- Course
- Londonand2 other venues
- Cambridge, York
- 1 Day
...with respect to suspicions of money laundering. Who should attend? Persons appointed within a legal practice to undertake any of the following roles...
- Course
- London
- 1 Day
...Fraud detection may occur by ‘whistle blowing’ or simple luck, but a systematic approach using data analysis or the identification of ‘red flags’ is far...
- Course
- London
- Advanced
- 2 Days
...risk analytics * Credit risk modelling * Credit risk analysis * Portfolio analytics * Basel II modelling * Basel II methodology The use of the advanced...
- Course
- London
- Different dates available
...A self-study book from the BII, together with explanatory notes and sample questions to prepare for the programme. This qualification is designed for... Learn about: Personal Licence, Personal Licence holders...
- Short course
- Londonandanother venue.
- London
- Different dates available
- 7h - 1 Day
...By the end of this course you will learn about: The scope and content of MiFID / MiFID II / MiFIR Who is affected and how Impact of regulation on the Conduct... Learn about: Transaction reporting, Regulation Financial...
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Excellent -well presented- a potentially dry subject made into an entertaining one.
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- Course
- Inhouse in Londonand4 other venues
- Birmingham, Belfast City, Glasgow, Leeds
- Different dates available
- 2 Days
...accounting and broadens their competences and critical understanding of financial reporting by introducing the theory and practice behind the application... Learn about: Crystal Reports, Regulatory Compliance, Risk Complaince...
...accounting and broadens their competences and critical understanding of financial reporting by introducing the theory and practice behind the application... Learn about: Crystal Reports, Regulatory Compliance, Risk Complaince...
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Excellent -well presented- a potentially dry subject made into an entertaining one.
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- Short course
- City Of London
- 3h - 1 Day
... their knowledge following the implementation of the Money Laundering Regulations 2007. Course Content: Introduction Historical context – how the current regime... Learn about: Business management, Money laundering...
- Course
- London
- Different dates available
...Basel II - Certified Professional Training Course - In Wembley HA9This 3-day course is recommended for all managers and professionals who need to understand and speak the specialized language of Basel compliance, which must become the common language throughout their organization... Learn about: IT risk, Operational Risk, Basel II...
- Training
- Blended in London
- Intermediate
- Different dates available
- 7h - 1 Day
... Regulations Understanding the UCITS and AIFMD leverage calculations Commitment approach calculations Long/short strategies and acceptable hedging and netting... Learn about: Risk Management, Regulatory Compliance, Investment Management...
- Course
- Londonandanother venue.
- City Of London
- 6h - 1 Day
..., regulations and guidance notes and is also focussed on business needs, taking a risk-based approach and providing an understanding of the controls and processes needed to manage the threats. Delegates will learn the threats to businesses and individuals posed by organised crime and terrorists and how to... Learn about: Financial Crime, Risk Management, Training planning...
- Course
- London
- 1 Day
...Practical Transfer Pricing Lecturer: Mike Lowe This course is for anyone responsible for the implementation of transfer pricing in their organisation...
- Training
- London
- Intermediate
- Different dates available
- 7h - 1 Day
...The 5/10/40 rule (c) Government and Public securities (d) Covered Bond Provisons 4. Index Tracking UCITS Funds 5. UCITS – investment into Cash & Deposits... Learn about: Investment Management, Regulatory Compliance...
- Short course
- Londonandanother venue.
- London
- 8h - 1 Day
... your firm and the market place. By the end of the course you will: - Appreciate and understand the latest crime prevention regulation (national and international) - Understand the elements necessary to create the right corporate culture - Recognise key elements of ‘Know Your Client’ documentation... Learn about: Risk Management, Operations Management, Financial Training...
- Short course
- Londonandanother venue.
- London
- Intermediate
- Different dates available
- 8h - 1 Day
... of the progressive reporting requirements - Challenges with maintaining data standards and the importance of reference data - Understand the impact of CRS - Common Reporting Standards - Key success factors in FATCA compliance... Learn about: Financial Compliance, Tax compliance, Tax reporting...
- Course
- Barnet
...line test What qualifications could I achieve ? On successful completion you will achieve an ATA Senior Panel Technician Certificate How do I join the course...
- Course
- Barnet
...AOM 002 AOM 002 MET - Complex - AOM 006 AOM 006 Panel Damage (Rectification) - AOM 029 AOM 029 Welded Panel/Section MAG/MIG Braze/Bond/Rivet...
- Course
- Barnet
...Or An NVQ level three in motor vehicle accident body repair which is less than three years old What will I study ? By a series of 4 Practical Modules and one on line...
- Course
- Barnet
...the option of doing 17th Edition in parallel with this course. Anyone who already holds 2394 or 2395 can join to do the other. What will I study...
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