Financial Services Law, Regulation and Compliance - PG Dip

Postgraduate

In London

Price on request

Description

  • Type

    Postgraduate

  • Location

    London

A stimulating and rewarding distance-learning course designed for individuals who work in financial services law regulation and compliance or who wish to embark on a career in that industry. Modules are written by expert staff with extensive experience, often obtained in professional practice.

Facilities

Location

Start date

London
See map
31 Jewry Street, EC3N 2EY

Start date

SeptemberEnrolment now closed
SeptemberEnrolment now closed

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Reviews

Subjects

  • IT Law
  • Compliance
  • Financial Services
  • IT
  • Financial
  • Law
  • Financial Training

Course programme

Course structure

Core modules on this course:

  • Introduction to the English Legal System
  • The City of London and the Development of Financial Services Law
  • Operational Risk and Stress Testing for Financial Services Organisations
  • Data Protection in Financial Services Organisations
  • Global Financial Crime
  • The Approved Persons Regime
  • Compliance, Supervision and Enforcement
  • Financial Services Complaints and the Financial Services Ombudsman
  • Marketing Financial Services

Optional modules:

  • Law and Regulation of Retail Investment Products
  • Law and Regulation of Wholesale Financial Markets
  • Law and Regulation of Insurance Products
  • Law and Regulation of Banking Transactions
  • Law and Regulation of Pensions
  • Law and Regulation of Alternative Financial Products

Financial Services Law, Regulation and Compliance - PG Dip

Price on request