Financial Services Law, Regulation and Compliance - PG Dip
Postgraduate
In London
Description
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Type
Postgraduate
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Location
London
A stimulating and rewarding distance-learning course designed for individuals who work in financial services law regulation and compliance or who wish to embark on a career in that industry. Modules are written by expert staff with extensive experience, often obtained in professional practice.
Facilities
Location
Start date
Start date
Reviews
Subjects
- IT Law
- Compliance
- Financial Services
- IT
- Financial
- Law
- Financial Training
Course programme
Core modules on this course:
- Introduction to the English Legal System
- The City of London and the Development of Financial Services Law
- Operational Risk and Stress Testing for Financial Services Organisations
- Data Protection in Financial Services Organisations
- Global Financial Crime
- The Approved Persons Regime
- Compliance, Supervision and Enforcement
- Financial Services Complaints and the Financial Services Ombudsman
- Marketing Financial Services
Optional modules:
- Law and Regulation of Retail Investment Products
- Law and Regulation of Wholesale Financial Markets
- Law and Regulation of Insurance Products
- Law and Regulation of Banking Transactions
- Law and Regulation of Pensions
- Law and Regulation of Alternative Financial Products
Financial Services Law, Regulation and Compliance - PG Dip