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Compliance Basics
Investment Education PLC
Compliance Basics What is compliance? The uk regulatory environment The financial services and markets act 2000 The financial services authority - role and scope The FSA handbook The FSA handbook Mifid impact High level principles for firms...
(FSA Course in London)
£380 + VAT
Understanding the City
Bladonmore Training
. Meanwhile this section examines the regulators. The FSA has a huge impact on all elements within the financial services industry...
(FSA Training in London)
£ On request
CertPFS
The Financial Training Academy Limited
). NQF Level: National Qualifications Framework Level 3. Recognition: Recognised by the Financial Services Authority (FSA...
(FSA Course in London)
£ On request
CeFA
The Financial Training Academy Limited
Services Authority (FSA) as an appropriate qualification. Further Information : It meets the requirements identified...
(FSA Course in London)
£ On request
Cert CII
The Financial Training Academy Limited
Authority (FSA) as an appropriate qualification. Further Information: It meets the requirements identified by the Financial...
(FSA Course in London)
£ On request
Data protection issues for the HR professional
Kaplan Hawksmere
’? Durant vs FSA - what the court of appeal says about personal data; a relevant filing system and rights of access by a data...
Course
- Blended
- in City Of London
- 1 Day
£649 + VAT
CeMAP
The Financial Training Academy Limited
Level 3. Recognition: Recognised by the Financial Services Authority (FSA) as an appropriate qualification. Further Information...
(FSA Course in London)
£ On request