MiFID Compliance & Reporting

Eureka Financial

Short course

In London

£ 950 + VAT

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Description

  • Type

    Short course

  • Location

    At 2 venues

  • Class hours

    7h

  • Duration

    1 Day

  • Start date

    Different dates available

This intensive one-day course conducted by a City expert provides a deep dive look at MiFID and the key areas of changes and considerations for firms as a result of MiFIR and MiFID II. Participants will be equipped to understand Market Structures, Investor Protection, Conduct of Business, Transaction Reporting, Systems Controls and Business Principles, Product Changes and Exchanges implemented under: MiFID, MiFID II/MiFIR.

Organisational requirements conduct of business
Best execution requirements and practices
Market data and market structure
Authorisation requirements, limitations, trading obligations, reporting requirements
Transparency requirements
Transaction reporting requirements - background and scope
Reporting obligations and due diligence
Treatment of derivatives
Treatment of different trading scenarios
Risk reporting systems and controls over transaction reporting
Reporting challenges
Case studies and exercises

Facilities

Location

Start date

London
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Start date

Different dates availableEnrolment now open
London
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Albany House, 324-326 Regent Street, London, Uk

Start date

On request

About this course

By the end of this course you will learn about:

The scope and content of MiFID / MiFID II / MiFIR
Who is affected and how
Impact of regulation on the Conduct of Business 
Transaction reporting requirements
Reportable firms, instruments and transactions
Management and systems controls & governance
Data aggregation and management
Reporting challenges and how to overcome them

The course is aimed at the following professionals:

Compliance Managers
Operations
Business Analyst
Project Managers
Transaction Reporting

There will be a test performed at the end of the course to help you consolidate the knowledge. You will receive course certificate on completion.

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Reviews

Subjects

  • Compliance
  • Transactions
  • Trading
  • Banking
  • Regulations
  • MIFID
  • Regulation Financial
  • Transaction reporting

Teachers and trainers (1)

EF Faculty Trainer

EF Faculty Trainer

Trainer

Course programme

This intensive one-day course conducted by a City expert provides a deep dive look at MiFID and the key areas of changes and considerations for firms as a result of MiFIR and MiFID II. Participants will be equipped to understand Market Structures, Investor Protection, Conduct of Business, Transaction Reporting, Systems Controls and Business Principles, Product Changes and Exchanges implemented under: MiFID, MiFID II/MiFIR.
  • Organisational requirements conduct of business
  • Best execution requirements and practices
  • Market data and market structure
  • Authorisation requirements, limitations, trading obligations, reporting requirements
  • Transparency requirements
  • Transaction reporting requirements - background and scope
  • Reporting obligations and due diligence
  • Treatment of derivatives
  • Treatment of different trading scenarios
  • Risk reporting systems and controls over transaction reporting
  • Reporting challenges
  • Case studies and exercises

See related categories

MiFID Compliance & Reporting

£ 950 + VAT

The best Regulation and Compliance courses

See all

See all