204

Regulation and Compliance courses

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  • Regulation and Compliance
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  • Hours 37
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CHARACTERISTICS
  • Intensive 6
  • Practical course / Workshop 26
  • Short course
  • London
  • 24 Nov 2017
  • 8h - 1 Day
Explore impact of EMIR on OTC Derivatives

...Dodd-Frank and MIFID - Explore the implications for clearing, reporting and risk mitigation of OTC derivatives - Become aware of challenges and opportunities... Learn about: Counterparty Risk, OTC Derivatives, EU Directives... More


£950
+ VAT
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  • Course
  • City Of London
  • 6h - 1 Day
Using a risk approach for Anti-Money Laundering

...Delegates will learn the threats to businesses and individuals posed by organised crime and terrorists and how to take a risk-based approach to manage... Learn about: Financial Law, Anti-money Laundering, Training planning... More


£545
+ VAT
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  • Course
  • Online
  • Different dates available

...so it looks like it was obtained from legal sources and the methods used by money launderers are many and varied. Anti-Money Laundering will introduce... Learn about: Financial Law, Regulation Law, Regulatory Compliance... More


£75
+ VAT
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EMAGISTER CUM LAUDE
International Compliance Training
ICA Advanced Certificate in Compliance - Online course
4.0 23 opinions
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 3 Months

...Compliance employees Employees who have recently been given or aspire to be given compliance responsibilities Those employees with management responsibility... Learn about: Financial Law, Regulatory Framework, Anti-money Laundering... More


£1,675
+ VAT
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Investment Education Plc
Compliance Basics - Inhouse course
Investment Education Plc
  • Short course
  • Inhouse
  • Beginner
  • 1 Day

...to understand basic Compliance. New employees in FSA regulated Financial Service companies. Compliance Basics What is compliance? The uk regulatory environment... Learn about: Regulatory Compliance, FSA regulatory regime, Financial Training... More


£ 201-500
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  • Short course
  • London
    and another venue.
  • 8h - 1 Day
Learn AML Regulation and best current practices

...necessary to create the right corporate culture - Recognise key elements of ‘Know Your Client’ documentation - Respond quickly to criminal behaviour by... Learn about: Financial Training, Financial Training, Financial Crime... More


£950
+ VAT
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  • Course
  • Abū ‘arīsh (Saudi Arabia)
  • 19 Nov 2017

...is “we are not sure how to link or take our control-focused programs to the next level and implement an overall GRC framework.” In this three-day seminar... Learn about: Ms Office, Office IT, Financial Training... More


£2,245
+ VAT
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  • Course
  • Distance Learning

...these requirements in the regulations. Program Buy International IT Regulations and Compliance: Quality Standards in the Pharmaceutical and Regulated Industries Today!Standards... Learn about: Electronic Finance... More


£70
+ VAT
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  • Course
  • Online
  • Intermediate
  • Different dates available

...set and make their CV stronger and existing employees looking for a better role can prove their employers the value of their skills through this certification... Learn about: Deontological Ethics, Environmental Ethics, Culture and Ethics... More


£95
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Magenta Financial Training
Introduction to IFRS - Inhouse course
5.0 1 opinion
Magenta Financial Training
  • Course
  • Inhouse in London
    and 4 other venues
  • Different dates available
  • 2 Days

...Suitable for: The Delegates This programme is designed for accountants at all levels and finance managers. Experienced accountants will benefit from a vital update... Learn about: Regulation Financial, Financial Reporting, Banking Regulation... More

PREMIUM COURSE

£2,000
+ VAT
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  • Short course
  • Bradford
  • Different dates available
  • 4 Days

...or for newly qualified Electricians who require the qualification to prove competence. Alternatively others who are in a similar trades or supervisory roles... Learn about: 3rd Amendment, City & Guilds 17th Edition, Non Statutory Documents... More


£375
+ VAT
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South Wales Electrical Training Ltd
Initial Verification & Periodic Inspection and Testing course in Pyle
5.0 1 opinion
South Wales Electrical Training Ltd
  • Vocational qualification
  • Pyle (Wales)
  • 15 Jan 2018
  • 5 Days
Featured course

...of initial inspection of electrical installations, such as those entering the industry from other engineering disciplines or who have been working in allied trades... Learn about: Electrical Safety, Safety Management, RCD Test... More

PREMIUM COURSE

£570
+ VAT
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  • Short course
  • Shoreditch
  • Advanced
  • 4h

...offer the tools to keep you competitive in meeting the everincreasing expectations of many broadcasters: that producers will ensure compliance... Learn about: Regulatory Compliance... More


£50
VAT inc.
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EMAGISTER CUM LAUDE
International Compliance Training
ICA Advanced Certificate in Legal Compliance - Blended course
4.5 12 opinions
International Compliance Training
  • Training
  • Blended
  • Different dates available
  • 6 Months

...on the ever increasing need within law firms to comply with requisite regulation and best practice and to ensure that their staff receive appropriate training... Learn about: Financial Training, Legal Services Board, Solicitors Regulation Authority... More


£1,675
+ VAT
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  • Course
  • Online
  • Beginner
  • Different dates available

...Individuals wishing to expand their knowledge on the AML techniques and crime prevention will also benefit from this online workshop. Please contact... Learn about: Anti-money Laundering, Anti-terrorist measures... More


£990
+ VAT
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  • Short course
  • London
    and another venue.
  • 08 Dec 2017
  • 7h - 1 Day

...business Best execution requirements and practices Market data and market structure Authorisation requirements, limitations, trading obligations... Learn about: Regulation Financial, Transaction reporting... More


£950
+ VAT
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Save 10%
  • Course
  • London
  • 2 Days

...desk-based monitoring and field visits • Know how to support your firm’s senior management in meeting their regulatory responsibilities • Highlight current... Learn about: Basel II, Anti-money Laundering, Electronic Finance... More


£990
+ VAT
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  • Course
  • Online

...Program Purchase and download The Language of Compliance today! This book demystifies the language of compliance. It explains over 3500 terms... More


£19
+ VAT
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  • Course
  • London
  • 1 Day

...Control Environment & Tone at the Top The governance dimension – combined code Management review, the audit committee Corporate culture, codes of conduct... Learn about: Basel II, Anti-money Laundering, Financial Law... More


£380
+ VAT
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  • Training
  • London

...to enhance products and services - Regulatory & compliance staff seeking an update in order to realign current thinking and strategy - Operations staff... Learn about: Electronic Finance, Basel II, Anti-money Laundering... More


£345
+ VAT
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  • Short course
  • Bradford
  • Different dates available
  • 1 Day

...edition will be required for all electrical installation designs, construction, Inspection and testing from the 1st July 2015. Current practicing electricians... Learn about: numbering system, Wiring Regulations, 3rd Amendment... More


£130
+ VAT
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  • Course
  • Singapore
    and another venue.
  • 4 Days

...How will the charge be calculated. Suitable for: Heads of Risk. Risk Managers. Heads of Audit. Audit managers. Heads of Compliance. Project managers... Learn about: Basel II... More


Price on request
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  • Course
  • Online
  • Different dates available

...You can interactively work through each of the six ethical activities to share your own experiences, benefit from expert opinion or pick up tips from your peers... Learn about: Financial Law, Banking Regulation, Regulatory Compliance... More


£25
VAT inc.
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