Regulation and Compliance courses

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  • Regulation and Compliance
METHOD AND LOCATION
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  • £7,000 or more
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SUBJECT AREA
COURSE TYPE
  • All 196
  • Course 132
  • Training 32
  • Short course 21
  • Further Education 10
STARTING
  • In 30 days 63
  • In 3 months 65
  • In 6 months 67
  • In 9 months 67
  • In 1 year 67
  • In over a year 63
AIMED AT
  • Anyone 7
  • Professionals 4
  • Companies 3
LEVEL
  • All levels 23
  • Beginner 6
  • Intermediate 9
  • Advanced 8
DURATION
  • Hours 37
  • Days 28
  • Weeks 1
  • 3 months 9
  • 6 months 6
  • 9 months 2
  • Year(s) 7
CHARACTERISTICS
  • Intensive 5
  • Practical course / Workshop 25
-- Select --
1 - 20 of 195 results
Eureka Financial
Explore impact of EMIR on OTC Derivatives

...Dodd-Frank and MIFID - Explore the implications for clearing, reporting and risk mitigation of OTC derivatives - Become aware of challenges and opportunities... Learn about: Collateral management, Banking Finance, IT risk...

  • Short course
  • London
  • 1 Day (8 hours of class)
  • 15 September 2017
Requirements
  • This course is for residents in England, Scotland, Wales, Northern Ireland
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£950
+ VAT
Quorum Training
Using a risk approach for Anti-Money Laundering

...Delegates will learn the threats to businesses and individuals posed by organised crime and terrorists and how to take a risk-based approach to manage... Learn about: Training planning, Anti-money Laundering, Financial Law...

  • Course
  • City Of London
  • 1 Day (6 hours of class)
  • 13 November 2017
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£545
+ VAT
Financial Fluency

...so it looks like it was obtained from legal sources and the methods used by money launderers are many and varied. Anti-Money Laundering will introduce... Learn about: Financial Compliance, Regulation Law, Financial Law...

  • Course
  • Online
  • Flexible
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£75
+ VAT
Quality Seal Emagister EMAGISTER CUM LAUDE
International Compliance Training
ICA Advanced Certificate in Compliance - Online course
8.0 23 opinions
International Compliance Training

...Compliance employees Employees who have recently been given or aspire to be given compliance responsibilities Those employees with management responsibility... Learn about: Regulatory Framework, Financial Crime, Regulatory Compliance...

  • Training
  • Online
  • 3 Months
  • Flexible
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£1,675
+ VAT
Investment Education Plc
Compliance Basics - Inhouse course Investment Education Plc

...to understand basic Compliance. New employees in FSA regulated Financial Service companies. - Employees of financial services companies who need to understand basic Compliance... Learn about: Anti-money Laundering, Financial Law, Electronic Finance...

  • Short course
  • Beginner
  • Inhouse
  • 1 Day
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£ 201-500
Eureka Financial

...business Best execution requirements and practices Market data and market structure Authorisation requirements, limitations, trading obligations... Learn about: Regulation Financial, Transaction reporting...

  • Short course
  • London
  • 1 Day (7 hours of class)
Requirements
  • This course is for residents in England, Scotland, Wales, Northern Ireland
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£950
+ VAT
MIS Training Institute

...is “we are not sure how to link or take our control-focused programs to the next level and implement an overall GRC framework.” In this three-day seminar... Learn about: Financial Training, IT risk, Office IT...

  • Course
  • Abū ‘arīsh (Saudi Arabia)
  • 19 November 2017
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£2,245
+ VAT

...these requirements in the regulations. Program Buy International IT Regulations and Compliance: Quality Standards in the Pharmaceutical and Regulated Industries Today!Standards... Learn about: Electronic Finance...

  • Course
  • Distance Learning
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£70
+ VAT
Magenta Financial Training
Introduction to IFRS - Inhouse course
10.0 1 opinion
Magenta Financial Training

...Suitable for: The Delegates This programme is designed for accountants at all levels and finance managers. Experienced accountants will benefit from a vital update... Learn about: Annual Report Writing, Regulation Law, Bank Compliance...

  • Course
  • Inhouse in London
    and 4 other venues
  • 2 Days
  • Flexible
Requirements
  • This course is for residents in England, Scotland, Wales, Northern Ireland
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£2,000
+ VAT

PREMIUM COURSE

Appris Management Limited

...or for newly qualified Electricians who require the qualification to prove competence. Alternatively others who are in a similar trades or supervisory roles... Learn about: Mock exam, 3rd Amendment, Non Statutory Documents...

  • Short course
  • Bradford
  • 4 Days
  • Flexible
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£375
+ VAT

...offer the tools to keep you competitive in meeting the everincreasing expectations of many broadcasters: that producers will ensure compliance... Learn about: Regulatory Compliance...

  • Short course
  • Advanced
  • Shoreditch
  • 4 hours of class
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£50
VAT inc.

...Individuals wishing to expand their knowledge on the AML techniques and crime prevention will also benefit from this online workshop. Please contact... Learn about: Anti-terrorist measures, Anti-money Laundering...

  • Course
  • Beginner
  • Online
  • 6 Months
  • Flexible
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£990
+ VAT

...desk-based monitoring and field visits • Know how to support your firm’s senior management in meeting their regulatory responsibilities • Highlight current... Learn about: Electronic Finance, Basel II, Anti-money Laundering...

  • Course
  • London
  • 2 Days
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£990
+ VAT
Quality Seal Emagister EMAGISTER CUM LAUDE
International Compliance Training
ICA Advanced Certificate in Legal Compliance - Blended course
8.9 12 opinions
International Compliance Training

...on the ever increasing need within law firms to comply with requisite regulation and best practice and to ensure that their staff receive appropriate training... Learn about: Regulatory Compliance, Legal Services Board, Solicitors Regulation Authority...

  • Training
  • Blended
  • 6 Months
  • Flexible
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£1,675
+ VAT

...Control Environment & Tone at the Top The governance dimension – combined code Management review, the audit committee Corporate culture, codes of conduct... Learn about: Basel II, Financial Law, Anti-money Laundering...

  • Course
  • London
  • 1 Day
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£380
+ VAT
Eureka Financial
Learn AML Regulation and best current practices

...necessary to create the right corporate culture - Recognise key elements of ‘Know Your Client’ documentation - Respond quickly to criminal behaviour by... Learn about: Financial Training, Anti-terrorist measures, Financial Compliance...

  • Short course
  • London
    and another venue.
  • 1 Day (8 hours of class)
  • Flexible
Requirements
  • This course is for residents in England, Scotland, Wales, Northern Ireland
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£950
+ VAT
Results Driven Group

...• Control of Noise at Work Regulations 2005 • Risk assessment • Noise control • Hearing protection • Information, instruction and training • Health surveillance...

  • Course
  • Inhouse
  • Flexible
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Price on request

...Program Purchase and download The Language of Compliance today! This book demystifies the language of compliance. It explains over 3500 terms...

  • Course
  • Online
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£19
+ VAT

...to enhance products and services - Regulatory & compliance staff seeking an update in order to realign current thinking and strategy - Operations staff... Learn about: Anti-money Laundering, Electronic Finance, Basel II...

  • Training
  • London
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£345
+ VAT
Appris Management Limited

...edition will be required for all electrical installation designs, construction, Inspection and testing from the 1st July 2015. Current practicing electricians... Learn about: risk assessment, Wiring Systems, Competent person...

  • Short course
  • Bradford
  • 1 Day
  • Flexible
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£130
+ VAT

...How will the charge be calculated. Suitable for: Heads of Risk. Risk Managers. Heads of Audit. Audit managers. Heads of Compliance. Project managers... Learn about: Basel II...

  • Course
  • Singapore
    and another venue.
  • 4 Days
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Price on request
Financial Fluency

...You can interactively work through each of the six ethical activities to share your own experiences, benefit from expert opinion or pick up tips from your peers... Learn about: Regulation Financial, Regulatory Compliance, Financial Law...

  • Course
  • Online
  • Flexible
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£25
VAT inc.

...Backflow prevention - Cold & Hot water services - WCs flushing devices and urinals - Sanitary appliances - Water for outside use You will be sent a course...

  • Course
  • Eastleigh
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Price on request