Regulation and Compliance courses

YOUR CURRENT SELECTION
  • Regulation and Compliance
METHOD AND LOCATION
Country
Area/Region
PRICE
  • £6,000 or more
  • £4,000
  • £3,000
  • £2,000
  • £1,000
  • £500
  • £200
  • £100 or less
SUBJECT AREA
COURSE TYPE
  • All 194
  • Course 132
  • Training 30
  • Short course 21
  • Further Education 10
STARTING
  • In 30 days 58
  • In 3 months 59
  • In 6 months 60
  • In 9 months 62
  • In 1 year 63
  • In over a year 55
AIMED AT
  • Anyone 7
  • Professionals 4
  • Companies 3
LEVEL
  • All levels 20
  • Beginner 6
  • Intermediate 7
  • Advanced 7
DURATION
  • Hours 38
  • Days 27
  • Weeks 1
  • 3 months 6
  • 6 months 1
  • 9 months 0
  • Year(s) 6
CHARACTERISTICS
  • Intensive 5
  • Practical course / Workshop 20
-- Select --
1 - 20 of 193 results
Magenta Financial Training
Introduction to IFRS - Inhouse course Magenta Financial Training

...an early introduction to the new accounting standards regime. International Financial Reporting Standards The Course This three-day programme equips delegates... Learn about: Annual Report Writing, Bank Compliance, Risk Complaince...

  • Course
  • Inhouse in London
    and 12 other venues
  • 2 Days
Requirements
  • This course is for residents in England, Scotland, Wales, Northern Ireland
Add to comparator
More

£2,000
+ VAT
Eureka Financial
Explore impact of EMIR on OTC Derivatives

...Dodd-Frank and MIFID - Explore the implications for clearing, reporting and risk mitigation of OTC derivatives - Become aware of challenges and opportunities... Learn about: Collateral management, OTC Derivatives, Counterparty Risk...

  • Short course
  • London
  • 1 Day (8 hours of class)
  • 26 June 2017
Requirements
  • This course is for residents in England, Scotland, Wales, Northern Ireland
Add to comparator
More

£950
+ VAT
Quorum Training
Using a risk approach for Anti-Money Laundering

...Delegates will learn the threats to businesses and individuals posed by organised crime and terrorists and how to take a risk-based approach to manage... Learn about: Anti-money Laundering, Risk Management, IT risk...

  • Course
  • City Of London
  • 1 Day (6 hours of class)
  • 12 June 2017
Add to comparator
More

£545
+ VAT
Quality Seal Emagister EMAGISTER CUM LAUDE
International Compliance Training
ICA Advanced Certificate in Compliance - Online course
19 opinions
International Compliance Training

...Compliance employees Employees who have recently been given or aspire to be given compliance responsibilities Those employees with management responsibility... Learn about: Anti-money Laundering, Money laundering, Financial Law...

  • Training
  • Online
  • Flexible
Add to comparator
More

£1,675
+ VAT
Eureka Financial
Learn AML Regulation and best current practices

...necessary to create the right corporate culture - Recognise key elements of ‘Know Your Client’ documentation - Respond quickly to criminal behaviour by... Learn about: Financial Crime, Operations Management, Financial Training...

  • Short course
  • London
    and another venue.
  • 1 Day (8 hours of class)
  • Feb-2018
Requirements
  • This course is for residents in England, Scotland, Wales, Northern Ireland
Add to comparator
More

£950
+ VAT
Financial Fluency

...so it looks like it was obtained from legal sources and the methods used by money launderers are many and varied. Anti-Money Laundering will introduce... Learn about: Tax Law, Banking Regulation, Regulation Law...

  • Course
  • Online
  • Flexible
Requirements
  • This course is for residents in England
Add to comparator
More

£75
+ VAT
MIS Training Institute

...is “we are not sure how to link or take our control-focused programs to the next level and implement an overall GRC framework.” In this three-day seminar... Learn about: Ms Office, IT risk, Office IT...

  • Course
  • Abū ‘arīsh (Saudi Arabia)
  • 19 November 2017
Add to comparator
More

£2,245
+ VAT
LEORON Professional Development Institute AB
Certified Compliance Professional course in Dubai LEORON Professional Development Institute AB

...that underpin compliance to exploring the responsibilities and powers that devolve onto the Securities Commission Malaysia, we proceed to a considered... Learn about: IT risk, Compliance Officers, Sustainable compliance...

  • Short course
  • Advanced
  • Dubai (United Arab Emirates)
  • 4 Days
  • 26 November 2017
Requirements
  • This course is for residents in Spain, Germany, Italy, England, India, Scotland, Wales, Northern Ireland
Add to comparator
More

£3,279

...these requirements in the regulations. Program Buy International IT Regulations and Compliance: Quality Standards in the Pharmaceutical and Regulated Industries Today!Standards... Learn about: Electronic Finance...

  • Course
  • Distance Learning
Add to comparator
More

£70
+ VAT
Brunel University

...Term I Theory of International Financial Regulation (15 credits) 1 Corporate Law I (15 credits) 1 Corporate Law II (15 credits) 2 Term II Corporate Governance... Learn about: Corporate Law, IT Law, Financial Training...

  • Course
  • Uxbridge
  • 1 Year
  • September
Add to comparator
More

Price on request

...Compliance Act (ASCA), the Patient Safety and Quality Improvement Act (PSQIA), and the OMNIBUS rules. These laws require all health care professionals... Learn about: Office IT, Ms Office, IT Security...

  • Course
  • Online
  • Flexible
Add to comparator
More

Price on request
Compliance Basics - Inhouse course Investment Education Plc

...to understand basic Compliance. New employees in FSA regulated Financial Service companies. - Employees of financial services companies who need to understand basic Compliance... Learn about: Anti-money Laundering, Electronic Finance, Financial Law...

  • Short course
  • Beginner
  • Inhouse
  • 1 Day
Add to comparator
More

£ 201-500
Appris Management Limited

...or for newly qualified Electricians who require the qualification to prove competence. Alternatively others who are in a similar trades or supervisory roles... Learn about: Non Statutory Documents, 3rd Amendment, 17th Edition...

  • Short course
  • Bradford
  • 4 Days
  • Flexible
Add to comparator
More

£375
+ VAT
Quality Seal Emagister EMAGISTER CUM LAUDE
International Compliance Training
ICA Advanced Certificate in Legal Compliance - Online course
12 opinions
International Compliance Training

...on the ever increasing need within law firms to comply with requisite regulation and best practice and to ensure that their staff receive appropriate training... Learn about: Legal Services Board, Regulatory Compliance, Financial Training...

  • Training
  • Online
  • Flexible
Add to comparator
More

£1,675
+ VAT

...offer the tools to keep you competitive in meeting the everincreasing expectations of many broadcasters: that producers will ensure compliance... Learn about: Regulatory Compliance...

  • Short course
  • Advanced
  • Shoreditch
  • 4 hours of class
Add to comparator
More

£50
VAT inc.

...Individuals wishing to expand their knowledge on the AML techniques and crime prevention will also benefit from this online workshop. Please contact... Learn about: Anti-money Laundering, Anti-terrorist measures...

  • Course
  • Beginner
  • Online
  • 6 Months
  • Flexible
Add to comparator
More

£990
+ VAT

...desk-based monitoring and field visits • Know how to support your firm’s senior management in meeting their regulatory responsibilities • Highlight current... Learn about: Financial Law, Basel II, Electronic Finance...

  • Course
  • London
  • 2 Days
Add to comparator
More

£990
+ VAT

...Control Environment & Tone at the Top The governance dimension – combined code Management review, the audit committee Corporate culture, codes of conduct... Learn about: Basel II, Financial Law, Anti-money Laundering...

  • Course
  • London
  • 1 Day
Add to comparator
More

£380
+ VAT

...Program Purchase and download The Language of Compliance today! This book demystifies the language of compliance. It explains over 3500 terms...

  • Course
  • Online
Add to comparator
More

£19
+ VAT

...How will the charge be calculated. Suitable for: Heads of Risk. Risk Managers. Heads of Audit. Audit managers. Heads of Compliance. Project managers... Learn about: Basel II...

  • Course
  • Singapore
    and another venue.
  • 4 Days
Add to comparator
More

Price on request

...to enhance products and services - Regulatory & compliance staff seeking an update in order to realign current thinking and strategy - Operations staff... Learn about: Electronic Finance, Basel II, Anti-money Laundering...

  • Training
  • London
Add to comparator
More

£345
+ VAT
Eureka Financial
FATCA course in London Eureka Financial
Learn how to effectively prepare FATCA Reporting

...Best practices in FATCA reporting and compliance - How to set up internal controls and address operational challenges - Have an understanding of the progressive... Learn about: Tax Law, Tax reporting, Banking regulations...

  • Short course
  • Intermediate
  • London
  • 1 Day (8 hours of class)
  • 03 July 2017
Requirements
  • This course is for residents in England, Scotland, Wales, Northern Ireland
Add to comparator
More

£950
+ VAT
Appris Management Limited

...edition will be required for all electrical installation designs, construction, Inspection and testing from the 1st July 2015. Current practicing electricians... Learn about: Competent person, 3rd Amendment, 17th Edition...

  • Short course
  • Bradford
  • 1 Day
  • Flexible
Add to comparator
More

£130
+ VAT