Regulation and Compliance courses

YOUR CURRENT SELECTION
  • Regulation and Compliance
METHOD AND LOCATION
Country
Area/Region
PRICE
  • £7,000 or more
  • £4,000
  • £3,000
  • £2,000
  • £1,000
  • £500
  • £200
  • £100 or less
SUBJECT AREA
COURSE TYPE
  • All 197
  • Course 133
  • Training 32
  • Short course 21
  • Further Education 10
STARTING
  • In 30 days 60
  • In 3 months 62
  • In 6 months 65
  • In 9 months 65
  • In 1 year 65
  • In over a year 60
AIMED AT
  • Anyone 7
  • Professionals 4
  • Companies 3
LEVEL
  • All levels 22
  • Beginner 6
  • Intermediate 8
  • Advanced 8
DURATION
  • Hours 38
  • Days 27
  • Weeks 1
  • 3 months 9
  • 6 months 6
  • 9 months 2
  • Year(s) 7
CHARACTERISTICS
  • Intensive 5
  • Practical course / Workshop 24
-- Select --
1 - 20 of 196 results
Eureka Financial
Explore impact of EMIR on OTC Derivatives

...Dodd-Frank and MIFID - Explore the implications for clearing, reporting and risk mitigation of OTC derivatives - Become aware of challenges and opportunities... Learn about: Risk Management, Financial Compliance, Counterparty Risk...

  • Short course
  • London
  • 1 Day (8 hours of class)
  • 26 June 2017
Requirements
  • This course is for residents in England, Scotland, Wales, Northern Ireland
Add to comparator
More

£950
+ VAT
Quorum Training
Using a risk approach for Anti-Money Laundering

...Delegates will learn the threats to businesses and individuals posed by organised crime and terrorists and how to take a risk-based approach to manage... Learn about: Financial Law, Training planning, IT risk...

  • Course
  • City Of London
  • 1 Day (6 hours of class)
  • 12 June 2017
Add to comparator
More

£545
+ VAT
Magenta Financial Training
Introduction to IFRS - Inhouse course
1 opinion
Magenta Financial Training

...Suitable for: The Delegates This programme is designed for accountants at all levels and finance managers. Experienced accountants will benefit from a vital update... Learn about: Financial Reporting, International Financial Reporting Standards, Regulatory Compliance...

  • Course
  • Inhouse in London
    and 4 other venues
  • 2 Days
  • Flexible
Requirements
  • This course is for residents in England, Scotland, Wales, Northern Ireland
Add to comparator
More

PREMIUM COURSE


£2,000
+ VAT
Quality Seal Emagister EMAGISTER CUM LAUDE
LEORON Professional Development Institute
Certified Compliance Professional course in Dubai
4 opinions
LEORON Professional Development Institute

...that underpin compliance to exploring the responsibilities and powers that devolve onto the Securities Commission Malaysia, we proceed to a considered... Learn about: Compliance Officers, Compliance Professional, Compliance frameworks...

  • Short course
  • Advanced
  • Dubai (United Arab Emirates)
  • 4 Days
  • 26 November 2017
Requirements
  • This course is for residents in Spain, Germany, Italy, England, India, Scotland, Wales, Northern Ireland
Add to comparator
More

£3,263
Quality Seal Emagister EMAGISTER CUM LAUDE
International Compliance Training
ICA Advanced Certificate in Compliance - Online course
23 opinions
International Compliance Training

...Compliance employees Employees who have recently been given or aspire to be given compliance responsibilities Those employees with management responsibility... Learn about: Money laundering, Financial Crime, Regulation Law...

  • Training
  • Online
  • 3 Months
  • Flexible
Add to comparator
More

£1,675
+ VAT
Eureka Financial

...business Best execution requirements and practices Market data and market structure Authorisation requirements, limitations, trading obligations... Learn about: Transaction reporting, Regulation Financial...

  • Short course
  • London
  • 1 Day (7 hours of class)
  • 05 July 2017
Requirements
  • This course is for residents in England, Scotland, Wales, Northern Ireland
Add to comparator
More

£950
+ VAT
MIS Training Institute

...is “we are not sure how to link or take our control-focused programs to the next level and implement an overall GRC framework.” In this three-day seminar... Learn about: Office IT, IT risk, Financial Training...

  • Course
  • Abū ‘arīsh (Saudi Arabia)
  • 19 November 2017
Add to comparator
More

£2,245
+ VAT

...these requirements in the regulations. Program Buy International IT Regulations and Compliance: Quality Standards in the Pharmaceutical and Regulated Industries Today!Standards... Learn about: Electronic Finance...

  • Course
  • Distance Learning
Add to comparator
More

£70
+ VAT
Appris Management Limited

...or for newly qualified Electricians who require the qualification to prove competence. Alternatively others who are in a similar trades or supervisory roles... Learn about: legal standing, Mock exam, 17th Edition...

  • Short course
  • Bradford
  • 4 Days
  • Flexible
Add to comparator
More

£375
+ VAT
Compliance Basics - Inhouse course Investment Education Plc

...to understand basic Compliance. New employees in FSA regulated Financial Service companies. - Employees of financial services companies who need to understand basic Compliance... Learn about: Financial Law, Electronic Finance, Anti-money Laundering...

  • Short course
  • Beginner
  • Inhouse
  • 1 Day
Add to comparator
More

£ 201-500

...offer the tools to keep you competitive in meeting the everincreasing expectations of many broadcasters: that producers will ensure compliance... Learn about: Regulatory Compliance...

  • Short course
  • Advanced
  • Shoreditch
  • 4 hours of class
Add to comparator
More

£50
VAT inc.

...Individuals wishing to expand their knowledge on the AML techniques and crime prevention will also benefit from this online workshop. Please contact... Learn about: Anti-money Laundering, Anti-terrorist measures...

  • Course
  • Beginner
  • Online
  • 6 Months
  • Flexible
Add to comparator
More

£990
+ VAT

...desk-based monitoring and field visits • Know how to support your firm’s senior management in meeting their regulatory responsibilities • Highlight current... Learn about: Financial Law, Basel II, Electronic Finance...

  • Course
  • London
  • 2 Days
Add to comparator
More

£990
+ VAT

...Control Environment & Tone at the Top The governance dimension – combined code Management review, the audit committee Corporate culture, codes of conduct... Learn about: Basel II, Financial Law, Anti-money Laundering...

  • Course
  • London
  • 1 Day
Add to comparator
More

£380
+ VAT
Quality Seal Emagister EMAGISTER CUM LAUDE
International Compliance Training
ICA Advanced Certificate in Legal Compliance - Blended course
12 opinions
International Compliance Training

...on the ever increasing need within law firms to comply with requisite regulation and best practice and to ensure that their staff receive appropriate training... Learn about: Solicitors Regulation Authority, Legal Services Board, Financial Training...

  • Training
  • Blended
  • 6 Months
  • Flexible
Add to comparator
More

£1,675
+ VAT
Eureka Financial
Learn AML Regulation and best current practices

...necessary to create the right corporate culture - Recognise key elements of ‘Know Your Client’ documentation - Respond quickly to criminal behaviour by... Learn about: Know Your Customer, Financial Training, Financial Compliance...

  • Short course
  • London
    and another venue.
  • 1 Day (8 hours of class)
  • Flexible
Requirements
  • This course is for residents in England, Scotland, Wales, Northern Ireland
Add to comparator
More

£950
+ VAT

...How will the charge be calculated. Suitable for: Heads of Risk. Risk Managers. Heads of Audit. Audit managers. Heads of Compliance. Project managers... Learn about: Basel II...

  • Course
  • Singapore
    and another venue.
  • 4 Days
Add to comparator
More

Price on request

...Program Purchase and download The Language of Compliance today! This book demystifies the language of compliance. It explains over 3500 terms...

  • Course
  • Online
Add to comparator
More

£19
+ VAT
Appris Management Limited

...edition will be required for all electrical installation designs, construction, Inspection and testing from the 1st July 2015. Current practicing electricians... Learn about: 3rd Amendment, Wiring Regulations, domestic installations...

  • Short course
  • Bradford
  • 1 Day
  • Flexible
Add to comparator
More

£130
+ VAT

...to enhance products and services - Regulatory & compliance staff seeking an update in order to realign current thinking and strategy - Operations staff... Learn about: Anti-money Laundering, Basel II, Financial Law...

  • Training
  • London
Add to comparator
More

£345
+ VAT

...Safety Signs - (15 mins) Illustrates examples of prohibition, warning, mandatory, emergency escape and first-aid signs. Fire Safety Signs...

  • Course
  • Distance Learning
Add to comparator
More

Price on request
IFF

...who are subject to anti-money laundering regulations to obtain a sound practical understanding of: The major sources of money laundering and terrorist... Learn about: Customer Manager, Financial Management, Financial Training...

  • Course
  • London
Requirements
  • This course is for residents in Andorra, Spain, Switzerland, Germany, Austria, Belgium, Czech Republic, Finland, France, Greece, Netherlands, Hungary, Italy, Luxembourg, Norway, Portugal, England, Romania, Russia, Sweden, Serbia, Liechtenstein, Macedonia, Montenegro, Turkey, Malta, Scotland, Wales, Northern Ireland, Georgia, Kazakhstan, Lithuania, Moldova, Monaco, Estonia, Albania, San Marino
Add to comparator
More

£1,699
+ VAT

...Backflow prevention - Cold & Hot water services - WCs flushing devices and urinals - Sanitary appliances - Water for outside use You will be sent a course...

  • Course
  • Eastleigh
Add to comparator
More

Price on request