Sarbanes-Oxley (SOX) Basics
This course focuses on the provisions of the Sarbanes-Oxley (SOX) Act and how compliance can be achieved. In this comprehensive course, you will gain an understanding of how compliance enhances an organizationa s ability to manage risk . You will gain an understanding of compliance frameworks and internal controls . This course will cover a wide variety of topics related to Sarbanes-Oxley including:
What is Sarbanes-Oxley?
Internal Controls
Who should be involved in SOX compliance?
Section 302
Section 404
Section 409
Section 1107
The roles and responsibilities of CEOs and CFOs
The penalties for non-compliance
The COSO Framework
SOX for risk management
PCAOB
Audit Standard No. 5 (AS5)
At the end of this course, you will be provided with an exam that will test you on the concepts instructed in this e-learning course. Upon completion and passage of the exam, you will be able to print out a certificate of completion.
Any questions? Please contact us.
