Regulation and Compliance training

YOUR CURRENT SELECTION
  • Regulation and Compliance
METHOD AND LOCATION
  • All 17
  • Distance Learning 0
  • Online 0
  • Blended 1
  • Inhouse 3
  • Classroom-based 13
Country
Area/Region
PRICE
  • £3,000
  • £2,000
  • £1,000
  • £500 or less
SUBJECT AREA
COURSE TYPE
  • All 182
  • Course 130
  • Short course 22
  • Training 17
  • Further Education 12
STARTING
  • In 30 days 7
  • In 3 months 7
  • In 6 months 7
  • In 9 months 7
  • In 1 year 7
  • In over a year 7
AIMED AT
  • Anyone 2
  • Professionals 1
  • Companies 1
LEVEL
  • All levels 6
  • Beginner 1
  • Intermediate 4
  • Advanced 1
DURATION
  • Hours 9
  • Days 6
  • Weeks 0
  • 3 months 0
  • 6 months 0
  • 9 months 0
  • Year(s) 0
CHARACTERISTICS
  • Practical course / Workshop 3
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17 results

...to enhance products and services - Regulatory & compliance staff seeking an update in order to realign current thinking and strategy - Operations staff... Learn about: Electronic Finance, Basel II, Financial Law...

  • Training
  • London
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£345
+ VAT

...Plan and scope, parts 1 - 7 plus appendices Why Carshalton College? We offer: A wide range of courses. Excellent success rate overall of... Learn about: 17th Edition...

  • Training
  • Carshalton
  • Flexible
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Price on request

...characteristics and constraints of different types of CIS, including UCITS, NURS, QIS, Property funds covered by COLL and the wider fund types now covered... Learn about: Regulatory Compliance, Investment Management...

  • Training
  • Intermediate
  • London
  • 2 Days (14 hours of class)
  • Flexible
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£750
+ VAT

...to work with the international standards. Also those who have work experience or professional experience of using local accounting standards and need to work with the... Learn about: Regulatory Compliance, Financial Compliance, Regulation Financial...

  • Training
  • Nigeria (Nigeria)
  • 5 Days
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£1,300
VAT exempt
Asset Finance Law - Inhouse training Mulhall & Willingham Limited

...Lease documents for both small and middle ticket deals a review of typical clauses Getting it wrong – the consequences Complying with the current tax regime Security Undertanding... Learn about: Financial Law...

  • Training
  • Inhouse
  • 1 Day
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£350
+ VAT

...but these two stand out because of their size and linkage to the present financial crisis. How would YOU fare if your bank or organization was faced with a fraud?... Learn about: Fraud Risk Management, Operational Risk...

  • Training
  • Beginner
  • Singapore
    and 2 other venues
  • 2 Days
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£ 2001-3000

...This course, will be tutored by industry professionals, aim to provide delegates with clearer insight into the ongoing regulatory proposals for the... Learn about: Basel II...

  • Training
  • London
  • 1 Day
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£1,249
+ VAT

...to face to face classroom training; Accessed via the internet from your home or workplace Flexible delivery available at a time and a place to suit... Learn about: 17th Edition...

  • Training
  • Carshalton
  • Flexible
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Price on request

...to those involved in enterprise data management, risk, investment compliance and regulatory roles within asset management companies, third party administrators... Learn about: Investment Management, Regulatory Compliance...

  • Training
  • Intermediate
  • London
  • 1 Day (7 hours of class)
  • Flexible
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£400
+ VAT

...compulsory termination and sales agency New document additions Vendor and vendor support agreements Agency agreements Split risk guarantees... Learn about: Financial Law...

  • Training
  • Colchester
  • 1 Day
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Price on request

...firms * Financial institution units' staff This training course cuts through the maze of provisions contained in the new Basel II Accord to extract... Learn about: Basel II...

  • Training
  • Hong Kong
    and 2 other venues
    ((Indicate))
  • 2 Days
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£1,585
VAT inc.

...Lawyers and Trustees 1. Introduction - Types of Rules relevant to funds (a) Regulatory - UCITS, NURS etc (b) Major Shareholding, Takeover Limits... Learn about: Regulatory Compliance, Investment Management...

  • Training
  • Intermediate
  • London
  • 1 Day (7 hours of class)
  • Flexible
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£400
+ VAT
Law and Documentation - Inhouse training Mulhall & Willingham Limited

...compulsory termination and sales agency New document additions Vendor and vendor support agreements Agency agreements Split risk guarantees... Learn about: Financial Law...

  • Training
  • Inhouse in Colchester
  • 1 Day
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£350
+ VAT

...than the IFRS Workshop course. The more niche areas of insurance contracts, agriculture and mining will be covered as well as the more important IFRICs and... Learn about: Accounting Standards...

  • Training
  • Advanced
  • Singapore ((Indicate))
  • 2 Days
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£ 1001-2000

...• UCITS and AIFMD liquidity monitoring • UCITS and AIFMD Risk Management Process requirements • AIFMD Annex 4 Reporting requirements The training course will follow an interactive... Learn about: Investment Management, Regulatory Compliance, Risk Management...

  • Training
  • Intermediate
  • Blended in London
  • 1 Day (7 hours of class)
  • Flexible
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£400
+ VAT

...and reduce the administrative burden for issuers and their advisers, exempting certain share issues from prospectuses and shortening prospectuses for others... Learn about: Regulation Law, Fca requirements, Compliance Management...

  • Training
  • For companies and professionals
  • City Of London
  • 1 Day (3 hours of class)
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£350
+ VAT

...Training Methodology: This intensive programme is strongly focused on the application of the relevant provisions of IFRS to a wide variety of real-life situations... Learn about: Embedded Derivatives, Balance Sheet, Equity Interests...

  • Training
  • Inhouse
  • 2 Days
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£ 3001-4000