Regulation and Compliance training

YOUR CURRENT SELECTION
  • Regulation and Compliance
METHOD AND LOCATION
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  • Classroom-based 14
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PRICE
  • £4,000
  • £3,000
  • £2,000
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  • £500 or less
SUBJECT AREA
COURSE TYPE
  • All 194
  • Course 134
  • Training 27
  • Short course 22
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STARTING
  • In 30 days 17
  • In 3 months 17
  • In 6 months 17
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  • In 1 year 17
  • In over a year 17
AIMED AT
  • Anyone 2
  • Professionals 1
  • Companies 1
LEVEL
  • All levels 7
  • Beginner 1
  • Intermediate 4
  • Advanced 2
DURATION
  • Hours 9
  • Days 7
  • Weeks 0
  • 3 months 4
  • 6 months 0
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  • Year(s) 0
CHARACTERISTICS
  • Intensive 1
  • Practical course / Workshop 3
-- Select --
1 - 20 of 27 results
Quality Seal Emagister EMAGISTER CUM LAUDE
International Compliance Training
ICA Advanced Certificate in Compliance - Online training
19 opinions
International Compliance Training

...Compliance employees Employees who have recently been given or aspire to be given compliance responsibilities Those employees with management responsibility... Learn about: Fraud Prevention, Financial Crime, Money laundering...

  • Training
  • Online
  • Flexible
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£1,675
+ VAT
Quality Seal Emagister EMAGISTER CUM LAUDE
International Compliance Training
ICA Advanced Certificate in Legal Compliance - Online training
12 opinions
International Compliance Training

...on the ever increasing need within law firms to comply with requisite regulation and best practice and to ensure that their staff receive appropriate training... Learn about: Legal Services Board, Regulatory Compliance, Solicitors Regulation Authority...

  • Training
  • Online
  • Flexible
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£1,675
+ VAT
Quality Seal Emagister EMAGISTER CUM LAUDE
International Compliance Training
ICA Professional Postgraduate Diploma in Governance, Risk & Compliance - Online training
2 opinions
International Compliance Training

...the University of Manchester. In the UK, it is also endorsed by the British Bankers’ Association. Demonstrate the highest level of specialist knowledge... Learn about: Corporate Governance, Team Dynamics, Risk Management...

  • Training
  • Online
  • Flexible
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£5,950
+ VAT
Quality Seal Emagister EMAGISTER CUM LAUDE
International Compliance Training
ICA International Diploma in Governance, Risk and Compliance - Online training
2 opinions
International Compliance Training

...with responsibility for internal compliance controls Risk Managers Internal Audit Staff Regulatory Representatives Individuals who completed the ICA Advanced... Learn about: Corporate Governance, Performance Management, GRC System...

  • Training
  • Online
  • Flexible
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£3,350
+ VAT

...to enhance products and services - Regulatory & compliance staff seeking an update in order to realign current thinking and strategy - Operations staff... Learn about: Anti-money Laundering, Financial Law, Electronic Finance...

  • Training
  • London
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£345
+ VAT

...Plan and scope, parts 1 - 7 plus appendices Why Carshalton College? We offer: A wide range of courses. Excellent success rate overall of... Learn about: 17th Edition...

  • Training
  • Carshalton
  • Flexible
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Price on request

...characteristics and constraints of different types of CIS, including UCITS, NURS, QIS, Property funds covered by COLL and the wider fund types now covered... Learn about: Regulatory Compliance, Investment Management...

  • Training
  • Intermediate
  • London
  • 2 Days (14 hours of class)
  • Flexible
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£750
+ VAT

...to work with the international standards. Also those who have work experience or professional experience of using local accounting standards and need to work with the... Learn about: Financial Compliance, Regulatory Compliance, Regulation Financial...

  • Training
  • Nigeria (Nigeria)
  • 5 Days
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£1,300
VAT exempt
Asset Finance Law - Inhouse training Mulhall & Willingham Limited

...Lease documents for both small and middle ticket deals a review of typical clauses Getting it wrong – the consequences Complying with the current tax regime Security Undertanding... Learn about: Financial Law...

  • Training
  • Inhouse
  • 1 Day
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£350
+ VAT

...but these two stand out because of their size and linkage to the present financial crisis. How would YOU fare if your bank or organization was faced with a fraud?... Learn about: Fraud Risk Management, Operational Risk...

  • Training
  • Beginner
  • Singapore
    and 2 other venues
  • 2 Days
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£ 2001-3000

...This course, will be tutored by industry professionals, aim to provide delegates with clearer insight into the ongoing regulatory proposals for the... Learn about: Basel II...

  • Training
  • London
  • 1 Day
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£1,249
+ VAT

...to Fraud Investigation Fraud Fraud Prevention and Deterrence Are you interested in taking your career to the next level by earning the standard of professional... Learn about: Fraud Prevention and Deterrence, Fraud Scheme, Financial Training...

  • Training
  • Advanced
  • Amsterdam (Netherlands)
  • 5 Days (40 hours of class)
  • Flexible
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£3,332
+ VAT
Quality Seal Emagister EMAGISTER CUM LAUDE
International Compliance Training
ICA Certificate in Combating the Financing of Terrorism - Online training
5 opinions
International Compliance Training

...relation to the financing of terrorism; how organisations can identify terrorist financing risks; the relationship between money laundering and terrorist financing... Learn about: Risk Management, Financial Indicators, Red Flag Indicators...

  • Training
  • Online
  • Flexible
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£595
+ VAT

...to face to face classroom training; Accessed via the internet from your home or workplace Flexible delivery available at a time and a place to suit... Learn about: 17th Edition...

  • Training
  • Carshalton
  • Flexible
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Price on request

...to those involved in enterprise data management, risk, investment compliance and regulatory roles within asset management companies, third party administrators... Learn about: Regulatory Compliance, Investment Management...

  • Training
  • Intermediate
  • London
  • 1 Day (7 hours of class)
  • Flexible
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£400
+ VAT

...compulsory termination and sales agency New document additions Vendor and vendor support agreements Agency agreements Split risk guarantees... Learn about: Financial Law...

  • Training
  • Colchester
  • 1 Day
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Price on request

...firms * Financial institution units' staff This training course cuts through the maze of provisions contained in the new Basel II Accord to extract... Learn about: Basel II...

  • Training
  • Hong Kong
    and 2 other venues
    ((Indicate))
  • 2 Days
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£1,564
VAT inc.
Quality Seal Emagister EMAGISTER CUM LAUDE
International Compliance Training
ICA Certificate in Managing Sanctions Risk - Online training
2 opinions
International Compliance Training

...with an opportunity to explore the frameworks and drivers of sanctions, the risks that sanctions present to firms and the controls implemented to address those risks... Learn about: Managing Sanctions Risk, Financial Crime, Sanctions Risk...

  • Training
  • Online
  • 3 Months
  • Flexible
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£595
+ VAT

...Lawyers and Trustees 1. Introduction - Types of Rules relevant to funds (a) Regulatory - UCITS, NURS etc (b) Major Shareholding, Takeover Limits... Learn about: Investment Management, Regulatory Compliance...

  • Training
  • Intermediate
  • London
  • 1 Day (7 hours of class)
  • Flexible
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£400
+ VAT
Law and Documentation - Inhouse training Mulhall & Willingham Limited

...compulsory termination and sales agency New document additions Vendor and vendor support agreements Agency agreements Split risk guarantees... Learn about: Financial Law...

  • Training
  • Inhouse in Colchester
  • 1 Day
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£350
+ VAT

...than the IFRS Workshop course. The more niche areas of insurance contracts, agriculture and mining will be covered as well as the more important IFRICs and... Learn about: Accounting Standards...

  • Training
  • Advanced
  • Singapore ((Indicate))
  • 2 Days
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£ 1001-2000
Quality Seal Emagister EMAGISTER CUM LAUDE
International Compliance Training
ICA International Advanced Certificate in Anti Money Laundering - Online training
5 opinions
International Compliance Training

...Manchester Business School, the University of Manchester. In the UK, it is also endorsed by the British Bankers’ Association. New/recently appointed MLROs... Learn about: Investment Banking, Anti Money Laundering, Anti-money Laundering...

  • Training
  • Online
  • Flexible
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£1,675
+ VAT

...• UCITS and AIFMD liquidity monitoring • UCITS and AIFMD Risk Management Process requirements • AIFMD Annex 4 Reporting requirements The training course will follow an interactive... Learn about: Risk Management, Regulatory Compliance, Investment Management...

  • Training
  • Intermediate
  • Blended in London
  • 1 Day (7 hours of class)
  • Flexible
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£400
+ VAT