Derivatives Adviser
Course
Online
Description
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Type
Course
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Level
Intermediate
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Methodology
Online
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Duration
Flexible
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Start date
Different dates available
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Online campus
Yes
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Delivery of study materials
Yes
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Support service
Yes
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Virtual classes
Yes
Derivatives Adviser is a short course designed for individuals who require RG146 compliance and authorisation by an Australian Financial Services License (AFSL) holder to provide advice on regulated Derivatives products.
For existing authorised representatives, successful completion of this course allows you to extend your advisory range into Derivatives products.
Facilities
Location
Start date
Start date
About this course
We recognise that employers are increasingly looking for candidates who are aware of the challenges of being a successful financial adviser. Often a candidate’s Qualification is the only evidence that they possess the technical knowledge and skills requirements to conduct themselves professionally as an authorised representative.
With a Mentor Education Training Australia qualification you have confidence in the fact that you will be equipped with the skills and knowledge gained from a credible industry-endorsed program that employs best practice assessment standards, helping you graduate at the leading edge of your chosen field.
This course is suitable for:
individuals seeking employment with Derivatives dealers
individuals engaged in the promotion of Derivatives products
financial advisers seeking to enhance their investment advisory capability
asset consultants
trustees and Responsible Managers with responsibility for portfolios with exposure to Derivatives products
This is an open entry course with no pre-requisite qualifications. In order for participants to successfully complete this course, it is recommended they have a strong grasp of literacy and numeracy.
Reviews
Subjects
- Options
- Financial
- Industry
- Financial Training
- Derivatives
- Essentials
- Industry Essentials
- Australian
- Fundamentals
- Financial Risk
Course programme
General Advice
This type of advice required students to complete the following modules:
- DFP1 - Australian Industry Essentials
- Derivatives
This type of advice required students to complete the following modules:
- DFP1 - Australian Industry Essentials
- DFP1 - Financial Advice Fundamentals
- Derivatives
Australian Industry Essentials and Fundamentals of Financial Advice must be the first subject completed before any of the specialist knowledge subject(s).
- Part 1 Australian Economy
- Part 2 Australian Financial Markets
- Part 3 Investment Funds
- Part 4 Corporations Act
- Part 5 Regulatory Environment
- Part 6 Licensees & Representatives
- Part 7 Ethics
Pre-requisite for Personal Advice only (not General Advice) in Derivatives. If you are providing Personal Advice, than the following Parts are required, in addition to the above Australian Industry Essentials (above) and the Derivatives Advice (below).
- Part 8 Personal Taxation
- Part 9 Social Security
- Part 10 Wealth Creation
- Part 11 Estate Planning
- Part 12 Establishing Client Relationships
- Part 13 Identify Client Objectives and Financial Situation
- Part 14 Analyse Client Objectives and Financial Situation
- Part 15 Develop Strategies and Solutions
- Part 16 Present Strategies and Negotiate Solutions
- Part 17 Implement Agreed Plan
- Part 18 Provide Ongoing Service
- Part 1 Introduction to Derivatives
- Part 2 Introduction to Equity Options
- Part 3 Option Pricing (1)
- Part 4 Option Pricing (2)
- Part 5 The Taken Call
- Part 6 The Taken Put
- Part 7 The Written Call
- Part 8 The Written Put
- Part 9 Index Options
- Part 10 Options Trading, Clearing and Settlement
- Part 11 Warrant Issuers
- Part 12 Introduction to Trading Warrants
- Part 13 Index, Currency and Commodity Warrants
- Part 14 Introduction to Installments
- Part 15 Installments, Endowments and SIPs
- Part 16 Introduction to Futures
- Part 17 Futures Strategies
- Part 18 CFD
This course includes nationally recognised units
Derivatives General Advice
- Provide general advice on financial products and services
- Provide advice in Derivatives
- Determine client requirements and expectations
- Record and implement client instructions
- Analyse financial market products for client
- Advise clients on financial risk
Additional information
No hidden costs - $624.00
Self-paced - $780.00
Derivatives Adviser