Financial Compliance
Course
In London
Learn all about Systematic and holistic financial crime compliance!
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Type
Course
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Location
London
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Start date
Different dates available
Learn all about Systematic and holistic financial crime compliance with this Financial Compliance Course, organized by London Corporate Training.
The course is aimed to give participants the tools to be able to apply best practice in their sector, and to set out “what” should be looked out for when dealing with clients.
They will also be capable of identifying suspicious circumstances and how to deliver effective customer profiling and applying best practice and legal data protection.
Interested in being part of this programme? Ask for further information through emagister.co.uk.
Facilities
Location
Start date
Start date
About this course
Delegates responsible for the prevention and control of financial crime, anti-money-laundering (AML), anti-fraud, anti-corruption investigators, compliance officers, and data protection officers, or professionals seeking to enhance their financial crime compliance skills.
Reviews
This centre's achievements
All courses are up to date
The average rating is higher than 3.7
More than 50 reviews in the last 12 months
This centre has featured on Emagister for 15 years
Subjects
- Risk
- Compliance
- Best Practice
- Data Protection
- Financial
- IT risk
- Financial Training
- Financial Compliance
- Finance
- Finance strategy
Course programme
Advanced AML Loadicator
- What is “not” money laundering
- What “is” money laundering
- Offence 1: Concealment
- Offence 2 Arrangements
- Offence 3: Acquisition, use and possession
- SAR Narrative Review – internal reporting
- SAR lodging – external reporting
Advanced ABC Loadicator
- Tracing capital flight from developing countries
- Sustainable development goals in practice
- Illicit financial flows
- UNCAC and beneficial ownership transparency
- Beneficial ownership registries
- Scanning and profiling legal entities and complex legal arrangements
AML Tools
- Tool 1: KYA (Know Your Assets)
- Tool 2: KYB (Know Your Business)
- Tool 3: KYC (Know Your Customer)
- Tool 4: CDD (Customer Due Diligence)
- Tool 5: EDD (Enhanced Due Diligence)
- Tool 6: SDD (Simplified Due Diligence)
Business Unit and Customer Profiling
- Linking clients with transactions
- How to regularly assess ML and TF risks: sources
- Risk assessment and vulnerability of transactions
- Fitting your FCC programme in the “holistic” risk-based approach – whose?
- Evidenced-based decision making and targeting ML and TF risks faced by the host State and regional organisations
- Transparency: internal standards and controls
- SYSC: Single vs Several Operations – your suspicion matrix
- Data Protection for businesses and the rise of the Data Protection Officer
FCC Re-tooling
- Risk assessments – why? which? and where from?
- FATF, Basel AML Index and ESMA reloaded
- Risk-based approach
- Putting it all together in the SYSC context
- Trade-based ML – misinvoicing and third-party risk management
- Financial sanctions: EU, International, and U.S.
- Proliferation financing
Financial Compliance