Fsa compliance for corporate finance firms

Background
Corporate Finance is an extremely Compliance sensitive area. Not only may many parties be involved but the amounts at risk are substantial and there is always client and market pressure to get things done.
This 1 day course aims to give Corporate Finance Executives (and others involved) a good understanding of the relevant rules from the FSA Handbook and FSMA regime, as well as their application in practice.
It is a practical course drawing on examples and case studies to illustrate how the rules work and their practical application.
Delegates
Corporate Finance Directors and Managers in Banks, Brokers, Investment Banks etc
Compliance Officers needing a Corporate Finance review
Fund Managers involved in Corporate Finance
Venture Capitalists involved in Corporate Finance
Lawyers and Accountants (CPD/CPE credit)
Those entering Compliance in a Corporate Finance operation