Securities brokerage technical course

Course

Online

£ 244.13 VAT inc.

*Indicative price

Original amount in EUR:

280 €

Description

  • Type

    Course

  • Methodology

    Online

  • Start date

    Different dates available

The securities brokerage technician is the one who manages all those operations that are the basis of a securities brokerage, the so-called SIM, securities brokerage companies. The activity of the SIMs is to operate on the financial markets (recognized by Consob) and offer professional investment services to the public, a role reserved also and only for banks and other investment companies. The Mobiliar Brokerage Companies were established in 1991 with subsequent reform by the Eurosim decree in 1996 and the arrival of definitive legislation thanks to the Consolidated Law on Finance in 1998. SIMs are defined as investment firms with authorization to perform and offer investment and differ from the banks and intermediaries listed in art. 107 of the Consolidated Law on Banks.

Facilities

Location

Start date

Online

Start date

Different dates availableEnrolment now open

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Subjects

  • Public
  • Law
  • Art
  • Investment
  • Brokerage

Course programme

I MODULE: What are the Securities Intermediation Companies to which the profession belongs II MODULE: Regulatory discipline on the figure and importance of the Securities Brokerage Company III MODULE: The activities carried out by the technician within a securities brokerage company MODULE IV: How a consultancy activity is carried out: solution that the technician can offer in this area to his customers MODULE V: Professional and working opportunities MODULE VI: Professional career and training and professional and cultural refresher courses

Securities brokerage technical course

£ 244.13 VAT inc.

*Indicative price

Original amount in EUR:

280 €