Fraud Management and Awareness Diploma (Level 2) - CPD

Module 1

Fundamental Concepts

Summary / What you Will Learn:

• Definition of fraud
• Internal vs external fraud
• Offender profiles
• Elements and Types of fraud
• Plus much more...

Module 2

The Human Element of Fraud

Summary / What you Will Learn:

• Studies
• Reasoning
• Why good people become fraudsters
• Motivation and rationalisation
• Plus much more...

Module 3

Financial Crime

Summary / What you Will Learn:

• What is financial crime.
• Who commits financial crimes
• Types of financial crimes.
• Common financial crimes
• Plus much more...

Module 4

Fraud Analysis

Summary / What you Will Learn:

• What is fraud analysis
• 5 Analysis methods to use
• Benefits
• Monitoring
• Plus much more...

Module 5

The Analytical Process

Summary / What you Will Learn:

• Risk areas
• Common occurrences
• What to look for
• Analytical System
• Plus much more...

Module 6

Methodologies

Summary / What you Will Learn:

• Types of fraud
• Process of detection
• Common Fraud Techniques
• Dealing with fraudulent employees
• Plus much more...

Module 7

Identity Theft

Summary / What you Will Learn:

• What is identity theft
• Identity fraud
• How to prevent identity theft
• What to do if you are a victim of identity theft
• Plus much more...

Module 8

Correlation, Trend Analysis

Summary / What you Will Learn:

• Fraud and money laundering correlation
• Fraud and gambling
• Fraud and wealth
• Motivation
• Plus much more...

Module 9

The Fraud Management Process

Summary / What you Will Learn:

• Five step management process
• Fraud risk governance
• Fraud risk assessment
• Prevention and detection
• Plus much more...

Module 10

Bribery and Corruption

Summary / What you Will Learn:

• Definition
• Biggest bribe cases in business
• UK Bribery Law
• What is corruption
• Plus much more...

Module 11

Fraud Detection

Summary / What you Will Learn:

• What is fraud
• Fraud detection
• Predicting rare events
• Anomalies
• Plus much more...

Module 12

Fraud Solutions

Summary / What you Will Learn:

• The importance of knowing your employees
• Set up a reporting system and raise awareness
• Internal control implementation
• Monitor employees leave
• Plus much more...

Module 13

Taking Action

Summary / What you Will Learn:

• Suspect fraud
• Fraud victim
• Plan preventative strategy
• Plan detection strategy
• Plus much more...

Module 14

Bank Fraud

Summary / What you Will Learn:

• Definition of bank fraud
• Types of bank fraud
• Prevention
• Understanding bank fraud
• Plus much more...

Module 15

The Investigative Process

Summary / What you Will Learn:

• Fraud risks for companies
• The 5 step process
• Who to include in the investigative team
• Conducting fieldwork
• Plus much more...

Module 16

New Fraud Tools

Summary / What you Will Learn:

• Tools you may already own
• Active data - add on for Excel
• Fraud net
• Kount Complete
• Plus much more...

Module 17

What is Money Laundering

Summary / What you Will Learn:

• What is money laundering
• How money laundering occurs
• What makes money laundering illegal
• 3 Stage Process
• Plus much more...

Module 18

Methods of Money Laundering

Summary / What you Will Learn:

• Crime proceeds
• Common money laundering methods
• Red flags, what to look for
• Methods to stop money laundering
• Plus much more...

Module 19

An Introduction to Money Laundering Regulations

Summary / What you Will Learn:

• Who does money laundering regulations apply to
• When you don't need to register
• Identifying risks
• Reporting
• Plus much more...

Module 20

The Proceeds of Crime and Terrorism Acts

Summary / What you Will Learn:

• Introduction to the Proceeds of Crime Act 2002
• Introduction to the Terrorism Act 2000
• Reporting obligations
• Money laundering regulations
• Plus much more...

Module 21

The HMT Sanctions List and Client Identification

Summary / What you Will Learn:

• The Financial Regime
• Understanding financial sanctions
• Reporting to HM Treasury
• What client information you need to collect
• Plus much more...

Module 22

The Financial Services and Markets Act

Summary / What you will learn:

• What is it
• Companies regulated under the Act
• Regulatory framework
• The Financial Services Authority
• Plus much more...

Module 23

Record Keeping and Training

Summary / What you Will Learn:

• General record keeping requirements
• Failure to disclose accurate financial records
• Financial reporting standard
• Staff training
• Plus much more...

Module 24

Disclosure to the NCA

Summary / What you Will Learn:

• What is the NCA
• How differs regular police force
• SAR system
• Obtaining consent from NCA
• Plus much more...

Module 25

Internal Reporting / Staff Training

Summary / What you Will Learn:

• Staff training
• What to include
• Internal reporting procedures
• Policies and procedures with sample document
• Plus much more...