CISI Global Financial Compliance Certificate

Why Choose the CISI the Global Financial Compliance Qualification?

• Specialist qualification – covers all key aspects of compliance and can be taken as a stand-alone qualification or as part of the Investment Operations Certificate (IOC)
• Combine it with a CISI regulatory exam to complete the full Certificate in Global Financial Compliance. You are exempt from the regulation paper if you have already achieved a regulatory paper through another route, such as the IOC
• Offers a progressive study pathway – Global Financial Compliance is the first step in the CISI’s compliance qualifications study pathway and offers access to the higher-level Diploma in Investment Compliance
• Globally portable – addresses international issues and best practice techniques
• Free CISI Student membership – become associated with a Chartered professional body and take advantage of an extensive range of benefits
• Access to Associate membership and ACSI designatory letters

Training Style

The programme is designed to enhance participants’ broad understanding via short lectures, practical examples, and practice questions.

Most of the training delivery will be based on the CISI Global Financial Compliance certification syllabus and the related national regulations. Participants will also benefit from extensive Q&A sessions throughout the course, which can be ideal for general learners and candidates pursuing the respective exam.