Compliance in Marketing and Promoting of Financial Products
Training
Online
*Indicative price
Original amount in EUR:
73 €
Description
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Type
Training
-
Methodology
Online
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Class hours
4h
Marketing compliance standards protect consumers so that they are not lied to, tricked or misled by businesses. The important role of regulation and the role of competent authorities significantly contribute to the protection of consumers and investors in financial services.
About this course
In this course we take a first look into what the various jurisdictions do in order to protect consumers from misleading advertising and communication. In this course, we will learn about the role and importance of the compliance function in general, within Investment firms and within the Banking Institutions. We shall also examine the compliance function together with ethics.
This course has been designed for AMLCOs as well as Marketing professionals working in Financial Services.
Certificate of Completion
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Subjects
- Financial Promotion
- Finance
- Financial Risk
- Financial PR
- Financial markets
- Financial Training
- Financial Accounting
- Financial Management
- Financial Services
- Marketing
- Marketing Tools
- Marketing Strategy
- Marketing Processes
- Marketing Segmentation
- Marketing Communications
- Promoting
- Financial Products
- Compliance
- Compliance Management
- Commercial Practice
Course programme
Training Programme
Introduction
Lesson 1:
The Regulatory Authorities
Lesson 2:
Guidelines for Financial Promotions
Lesson 3:
Advertising Guidelines - disseminating information
Lesson 4:
Unfair commercial practices
Compliance in Marketing and Promoting of Financial Products
*Indicative price
Original amount in EUR:
73 €