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FSA courses London
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- London
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...a good understanding of the relevant rules from the FSA Handbook and FSMA regime, as well as their application in practice. It is a practical course drawing... Learn about: IT risk, Corporate Finance, Financial Training...
- Course
- London
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...Supervision - Transitional arrangements (i.e. grandfathering) - Non advised sales of standard mortgages - Non-advised sales of lifetime mortgages... Learn about: Financial Training, Sales Training...
- Course
- London
- Different dates available
...advising and selling standards (as above). APR -Responsible lending rules. Charges. Arrears and repossessions handling Section Three - Training and Competence... Learn about: Sales Training, Financial Training, Record Keeping...
- Course
- London
- Different dates available
...Background & Objectives This one day course provides a practical guide for IFA's as to the rules regulating residential mortgage sales as detailed in MCOB and appropriate sections of the FSA Sourcebook, including the key T&C requirements. Particular emphasis is put on understanding the mortgage... Learn about: Sales Training, Sales Process, Financial Training...
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- London
- Different dates available
...Pre & Post A Day limits -Retirement Annuity Cash -Defined Benefits cash Contracting Out -Methods and options available via all routes... Learn about: IT risk...
- Course
- London
- Different dates available
...Trustees and the FSA. Failure as a result of an inspection visit can result in substantial fines, adverse press publicity and even career dislocation... Learn about: Team Training, Auditing investments, Trustee audit...
- Course
- London
- Different dates available
...Background The FSA Handbook is lengthy and complex. The FSMA is even worse. Yet Director Managers and Compliance Officers are all expected to be knowledgeable about the rules and be able to judge their application. Failure to comply and also to monitor or communicate with others involved can... Learn about: IT risk, Communication Skills, Venture Capital...
- Course
- London
- Different dates available
...and challenges to be managed by compliance executives and senior management. Delegates Compliance Executives and Senior Management from financial services... Learn about: Financial Training, Financial Services...
- Course
- London
- Different dates available
...Compliance Officers needing a practical review - Auditors - IT executives designing Mutual Fund pricing systems Course Content Comparison between UK authorised... Learn about: Mutual Funds, Corporation Tax...
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