Investment Education Plc courses

...Identifying key issues -Critical control factors and information needed -Example organisation structures. Prime Broker Arrangements... Learn about: Office IT, Options Derivatives, IT risk...

...involved in Securities and Investments who is not a specialist in tax. No tax knowledge is assumed. Delegates Investment Managers, Stockbrokers and Private... Learn about: Office IT, Ms Office...

...Stock Withdrawals -Practical and Interactive examples of Stock Transfer Form (STF) and CREST Transfer Forms (CTF) completion... Learn about: Fixed Income, Office IT, Ms Office...

...Fund Management, Investment, Broking, and Banking Managers and Staff. Anyone working in or with Global Custody operations who are not Custody specialists eg IT executives... Learn about: Record Keeping, Global Custody, Communication Training...

...course of action to force a counterparty to settle a trade. Interest Claims Identifies the circumstances under which lost cash interest... Learn about: Financial Training, Office IT, Ms Office...

...Client facing staff involved in mortgages Compliance officers Supervisors of mortgage sales Mortgage packagers T&C officers In addition, all bank and building... Learn about: Financial Training, Record Keeping, Sales Training...

...Unit dealing and box management inspection -Complaints, Rule breaches and compliance inspection -Investment manager inspection and sensitive areas... Learn about: Trustee audit, Auditing investments, Team Training...

...Key rules, policies and procedures Client acceptance Money laundering Financial promotion Market abuse Complaints Conduct of business Client money... Learn about: Communication Skills, IT risk, Venture Capital...

...o AUP Phases o Compliance issues - Reclaims o US Simplified Procedure claim processing - Upcoming changes o Penalties o Notice 2008-98 o HIRE Act (FATCA)... Learn about: Financial Services, IT risk, Financial Training...

...The Regulatory Treatment of Corporate Finance Business -Controlled Functions and Approved Persons -FSA Principles and the Code of Conduct for Approved Persons... Learn about: Financial Training, Corporate Finance, IT risk...

...sales process Section Three - Training and Competence -Advised and non advised sales of standard mortgages -Advised and non advised sales of lifetime mortgages... Learn about: Sales Training, Sales Process, Financial Training...

...Future Proofing: Thinking ahead to ensure today's compliance fits tomorrow's activities -Penalties: Fines, compensation and business impact Todays... Learn about: Sales Training, Financial Services, Financial Training...

...in selling mortgages and how they apply to the delegates firm and individuals sales/supervisory roles. Delegates Mortgage advisers Compliance officers... Learn about: Financial Training, Sales Training...

...Background The Markets in Financial Instruments Directive (MiFID) is now effective. MiFID is the successor to the Investment Services Directive... Learn about: Financial Services, Financial Training...

...Background Luxembourg based Funds face a large burden of compliance regulations including Anti Money Laundering (AML) and Know Your Customers (KYC)... Learn about: Investment Funds, IT risk, Anti-money Laundering...

...Unemployment. Why currencies change in value. Inflation. Money supply - what and why. International trade. Productivity. Current issues and developments... Learn about: Sales Training, Construction Training, IT risk...

...its inhabitants together with an appreciation of the features, options, risks and potential rewards. No prior knowledge of this market is assumed but... Learn about: IT risk, Fixed Income, Financial Training...

...Bankers HNW Advisers Marketing Executives IFAs Actuaries and Consultants involved in assessing Fund Managers Content Introduction -The role of asset allocation... Learn about: Theory of portfolio construction, Strategic Asset Allocation, Risk and return characteristics...

...Time weighted v Money weighted returns. -Interpreting the basic figures: Gross v Net of charges, Pricing basis, Survivor bias... Learn about: Fund Manager, Mutual Funds, IT risk...

...The emphasis is on reality. Via examples and exercises the course helps delegates develop their own ability for use in their working roles. No prior knowledge... Learn about: Emerging Markets, Fixed Income, Foreign Exchange...