Investment Education Plc courses

...are used Reporting and control are more critical Changes are faster and more complex Fewer staff are usually available Hedge Fund Managers may be unaware... Learn about: Hedge Fund, Ms Office, Office IT...

...Bankers Custodians IFAs and Tax Planners Back Office Managers and staff Accountants and Auditors, both Internal and External with no or little tax knowledge... Learn about: Office IT, Ms Office...

...3-6 months' experience in the Securities Industry is assumed. No specific CREST knowledge is assumed but delegates should have a general awareness as to what CREST... Learn about: Fixed Income, Ms Office, Office IT...

...Objective To provide an understanding of Global Custody and the specialist operations involved within 1 day. Delegates Custodian, Depository... Learn about: Communication Training, Record Keeping, Global Custody...

...of partial settlement, free of payment settlement and use of statistics to minimise potential fails. Enforcing Trade Settlement Describes the ultimate... Learn about: Financial Training, Office IT, Ms Office...

...Background & Objectives This one day course provides a practical and essential guide, for staff of mortgage lenders, to the new rules as detailed in... Learn about: Financial Training, Sales Training, Record Keeping...

...staff in all areas of UT and OEIC management and administration Staff in contact with trustees/depositaries Delegates should have at least 3 months... Learn about: Auditing investments, Trustee audit, Team Training...

...Key rules, policies and procedures Client acceptance Money laundering Financial promotion Market abuse Complaints Conduct of business Client money... Learn about: Communication Skills, IT risk, Venture Capital...

...Content - Introduction o Context, history & Intent o Base Principles o Forms, Notices, Publications & Resources - Documentation o W-8, W-9 & KYC o Compliance issues... Learn about: Financial Services, IT risk, Ms Office...

...on examples and case studies to illustrate how the rules work and their practical application. Delegates Corporate Finance Directors and Managers in Banks... Learn about: Corporate Finance, Financial Training, IT risk...

...Background & Objectives This one day course provides a practical guide for IFA's as to the rules regulating residential mortgage sales as detailed in... Learn about: Sales Training, Sales Process, Financial Training...

...The Meaning of Consent: What it is and why it matters for compliant DP -The Information Commissioner: Enforcement and Compliance responsibilities... Learn about: Financial Services, Financial Training, Data Protection...

...Background & Objectives This one day course provides a practical guide for mortgage brokers, to the rules regulating residential mortgage sales as detailed... Learn about: Financial Training, Sales Training...

...It substantially revised the Investment Services Directive and has established new European regulatory standards. Implementation has required major changes... Learn about: Financial Services, Financial Training...

...Overview of Management Company, Distributor, Registrar and Transfer Agent, Custodian - AML/KYC and CTF liabilities - Meaning of KYC obligations for funds... Learn about: IT risk, Anti-money Laundering, Investment Funds...

...Introduction to portfolio theory and the results. Fund management issues and risks. Portfolio approaches. Bottom up v Top down. Scenario development... Learn about: Financial Training, Fixed Income, Construction Training...

...investments Lawyers & Accountants (CPD credit). Other market professionals and advisors who are dealing with corporate loans in distress or actual default... Learn about: IT risk, Fixed Income, Financial Training...

...What can and can't be done -Alternative taa methods - quant versus the traditional approach -Use of optimisers -TAA in practice - execution issues Summary... Learn about: Use of optimisers, Asset-liability modelling, Theory of portfolio construction...

...Market locations and sizes. Market developments and trends. Performance Measurement -Total Returns and Annualised returns. Converting one to another... Learn about: Fund Manager, IT risk, Mutual Funds...

...Effective investment or trading whether for Dealers, Fund Managers or Corporate Financiers is difficult if not impossible without an understanding of... Learn about: Foreign Exchange, Emerging Markets, Fixed Income...