Investment Education Plc courses

...of Back Office processes and the needs and problems that can arise Given the typically smaller size of Hedge Fund Back Offices there is a need for... Learn about: IT risk, Options Derivatives, Hedge Fund...

...Bankers Custodians IFAs and Tax Planners Back Office Managers and staff Accountants and Auditors, both Internal and External with no or little tax knowledge... Learn about: Ms Office, Office IT...

...Background CREST Operations is the primary UK Settlement System that is evolving to: include an increasing variety of operations and functions facilitate... Learn about: Ms Office, IT risk, Fixed Income...

...Todays Date: 8 September 2017 Duration 1... Learn about: Record Keeping, Communication Training, Global Custody...

...in any country active in the Securities business. Participants need to have at least 6 months work experience in or with Back Office Operations or Custody areas... Learn about: Team Training, Ms Office, Office IT...

...Client facing staff involved in mortgages Compliance officers Supervisors of mortgage sales Mortgage packagers T&C officers In addition, all bank and building... Learn about: Sales Training, Financial Training, Record Keeping...

...Trustees and the FSA. Failure as a result of an inspection visit can result in substantial fines, adverse press publicity and even career dislocation... Learn about: Auditing investments, Trustee audit, Team Training...

...Key rules, policies and procedures Client acceptance Money laundering Financial promotion Market abuse Complaints Conduct of business Client money... Learn about: IT risk, Venture Capital, Communication Skills...

...Control o Prevention, Detection, Deterrence, Correction o Authorised Employees o Notice of Material Failure o Evaluation of Risk - AUP (Audit)... Learn about: Financial Training, Financial Services, IT risk...

...there is always client and market pressure to get things done. This 1 day course aims to give Corporate Finance Executives (and others involved)... Learn about: Financial Training, Corporate Finance, IT risk...

...including affordability -Using mortgage sourcing systems in the sales process -Self certification Pre-sale disclosure: Key facts illustrations (timing... Learn about: Sales Process, Financial Training, Sales Training...

...Finally the email regulations and the Corporate Telephone Preference Service mean more minefields for the unwary. This - day course provides a concise... Learn about: Financial Training, Data Protection, Financial Services...

...in selling mortgages and how they apply to the delegates firm and individuals sales/supervisory roles. Delegates Mortgage advisers Compliance officers... Learn about: Sales Training, Financial Training...

...Managing the MiFID project -Training Todays Date: 8 September 2017 Duration -... Learn about: Financial Training, Financial Services...

...The revised 40 FATF recommendations dated February 15, 2012 - Overview of professional obligations and penalties designed to prevent Money Laundering... Learn about: IT risk, Investment Funds, Anti-money Laundering...

...Stockmarket Background and Equity Analysis Investment principles. Fund Management organisation.Types of analysis and uses. Major equity parameters... Learn about: Fixed Income, IT risk, Construction Training...

...Content Developments in the Distressed Debt markets Market characteristics Meaning of Investment Objective and Restrictions How and why we have reached... Learn about: Financial Training, IT risk, Fixed Income...

...Strategic Asset Allocation -Introduction to asset-liability modelling -Risk and return characteristics of alternative assets -The role of property... Learn about: Key Issues for Asset Allocation, Use of optimisers, Strategic Asset Allocation...

...A basic fund knowledge and familiarity with securities is assumed. Delegates Fund Managers Investment Fund Administrators Private Bankers Mutual Fund... Learn about: Mutual Funds, Fund Manager, IT risk...

...Role of the Banking system. Importance and role of the Central Bank. What determines interest rates. What causes inflation. Deflation and the liquidity... Learn about: Emerging Markets, Fixed Income, Foreign Exchange...