Investment Education Plc courses

...of Back Office processes and the needs and problems that can arise Given the typically smaller size of Hedge Fund Back Offices there is a need for... Learn about: IT risk, Options Derivatives, Ms Office...

...involved in Securities and Investments who is not a specialist in tax. No tax knowledge is assumed. Delegates Investment Managers, Stockbrokers and Private... Learn about: Office IT, Ms Office...

...to give a good practical understanding of CREST preparations as widely defined. Delegates Back Office and Settlement staff with knowledge of only one... Learn about: Office IT, IT risk, Fixed Income...

...Fund Management, Investment, Broking, and Banking Managers and Staff. Anyone working in or with Global Custody operations who are not Custody specialists eg IT executives... Learn about: Record Keeping, Global Custody, Communication Training...

...Interest on cash -Client relationships -Corporate Actions -Counterparty -Exposure -Capital adequacy (Basle II) -Financial statements Identifying Failed... Learn about: Financial Training, Office IT, Team Training...

...society staff are required to have an understanding of the mortgages rules in their role e.g. branch managers, customer relationship managers... Learn about: Record Keeping, Financial Training, Sales Training...

...Overview of typical rule breaches -Pricing inspection and common weak areas -Valuation inspection and common weak areas -Registration inspection... Learn about: Trustee audit, Auditing investments, Team Training...

...What is Compliance? -Compliance v Risk -Who is responsible? -Creating a Compliance culture -Risk Assessments-Deciding what rules apply and the level and type of... Learn about: IT risk, Communication Skills, Venture Capital...

...This one-day course reviews the issues and regulations and their impact on non-US financial services companies. Delegates Fund Managers, Private Bankers... Learn about: Financial Services, Ms Office, Financial Training...

...The Regulatory Treatment of Corporate Finance Business -Controlled Functions and Approved Persons -FSA Principles and the Code of Conduct for Approved Persons... Learn about: Corporate Finance, IT risk, Financial Training...

...sales process Section Three - Training and Competence -Advised and non advised sales of standard mortgages -Advised and non advised sales of lifetime mortgages... Learn about: Sales Training, Sales Process, Financial Training...

...Cookies and Website Tracking: What you must say and do -Sensitive Data: Special treatment for specific types of personal information -The Data Audit... Learn about: Sales Training, Financial Services, Data Protection...

...single lender) - What must I do to describe myself as -independent- - Initial disclosure documentation - Advised sales versus non-advised sales... Learn about: Sales Training, Financial Training...

...Background The Markets in Financial Instruments Directive (MiFID) is now effective. MiFID is the successor to the Investment Services Directive... Learn about: Financial Services, Financial Training...

...(CPD credit) - Regulators Content Part I - General Introduction on AML/KYC and Counter Terrorism Financing in Luxembourg - Money Laundering and Terrorist Financing... Learn about: Investment Funds, Anti-money Laundering, IT risk...

...Dividend yields, Cover. PE ratios. Market forces. Sector Selection. Common Investment Strategies. The importance of gearing. Company Analysis... Learn about: Sales Training, Construction Training, IT risk...

...dealing in / investing / lending in the Distressed Debt area Fund Managers Institutional Investors Private Bankers considering higher return + higher... Learn about: Financial Training, IT risk, Fixed Income...

...This one day course gives a complete review of the role, theory and practice of Asset Allocation. Delegates Practising and Trainee Fund Managers Private... Learn about: Key Issues for Asset Allocation, Tactical Asset Allocation, Use of optimisers...

...Examples and Exercises. Fund Manager Selection and Exercises Criteria in fund selection reviewed: client requirements, risk tolerance, time horizon... Learn about: IT risk, Fund Manager, Mutual Funds...

...Effective investment or trading whether for Dealers, Fund Managers or Corporate Financiers is difficult if not impossible without an understanding of... Learn about: Foreign Exchange, Emerging Markets, Fixed Income...