Investment Education Plc courses

...Back Office personnel and Hedge Fund Managers to understand all aspects of the Back Office processes in order to ensure that information given to traders... Learn about: IT risk, Office IT, Ms Office...

...as well as indicating the services that clients might expect, or what might be expected of a Custodian in this area. It is an essential course for anyone... Learn about: Ms Office, Office IT...

...of their own area but lack either effective comprehensive training or a comfortable view of the whole operation. This one day interactive live course... Learn about: Ms Office, Fixed Income, Office IT...

...Mutual Fund Managers, HR Managers, Lawyers and Accountants. No specific knowledge is assumed. Content -Background to Global Custody. -Legal requirements... Learn about: Record Keeping, Communication Training, Global Custody...

...Impact of Failed Trades The positive & negative impact. The functions and business attributes that are affected by failed trades, including... Learn about: Office IT, Ms Office, Team Training...

...Background & Objectives This one day course provides a practical and essential guide, for staff of mortgage lenders, to the new rules as detailed in... Learn about: Financial Training, Record Keeping, Sales Training...

...experience in or close to a UT/OEIC operation Content -Trustee and ACD roles and content -FSA expectations of trustees and depositaries... Learn about: Team Training, Trustee audit, Auditing investments...

...What is Compliance? -Compliance v Risk -Who is responsible? -Creating a Compliance culture -Risk Assessments-Deciding what rules apply and the level and type of... Learn about: Communication Skills, IT risk, Venture Capital...

...Background All financial institutions outside the USA receiving US source income for clients are affected by the US 1441 NRA regulations. Penalties... Learn about: IT risk, Financial Training, Ms Office...

...on examples and case studies to illustrate how the rules work and their practical application. Delegates Corporate Finance Directors and Managers in Banks... Learn about: Corporate Finance, IT risk, Financial Training...

...MCOB Rules Background to mortgage regulation including critical dates. What is a regulated mortgage contract (and what is not). Which mortgage activities are regulated... Learn about: Sales Process, Sales Training, Financial Training...

...Regulation 22: The impact of new Email rules on corporate communication -The Corporate Telephone Preference Service: The effect on contacting clients... Learn about: Financial Services, Sales Training, Financial Training...

...in MCOB and appropriate sections of the FSA Sourcebook. At the end of the course delegates will have an understanding of the key regulatory issues involved... Learn about: Sales Training, Financial Training...

...Record keeping Best execution Pre and post trade transparency Conflicts of interest Client Assets Outsourcing Compliance arrangements/independence... Learn about: Financial Services, Financial Training...

...just by Compliance Officers but also by Fund Directors, Custodians, Registrars and Transfer Agents, Auditors and Lawyers. Operations Directors and decision... Learn about: Investment Funds, Anti-money Laundering, IT risk...

...Overview Securitisation Overview Valuation, Trading & Hedging Futures & Options Les Options Les Contrats a Terme (Futures) Credit Derivatives Overview... Learn about: Fixed Income, Sales Training, Financial Training...

...process Financial Restructuring Operational restructuring Sponsors and debt buy-backs Debt for equity swaps Value breaks and implications for restructuring... Learn about: Fixed Income, IT risk, Financial Training...

...diversified portfolio -Theory of portfolio construction -Scenario analysis of differing asset compositions Currency Hedging -The risks and benefits... Learn about: Key Issues for Asset Allocation, Strategic Asset Allocation, Use of optimisers...

...Time weighted v Money weighted returns. -Interpreting the basic figures: Gross v Net of charges, Pricing basis, Survivor bias... Learn about: IT risk, Mutual Funds, Fund Manager...

...Importance of expectations. Effect of income and wealth changes. Economic Management as a source of instability. Market Structure Competition... Learn about: Fixed Income, Emerging Markets, Foreign Exchange...