Investment Education Plc courses

...Repos -Collateral management -Interest calculations -Leverage methods and control Product overview and the issues each product will cause Futures & Options... Learn about: Options Derivatives, Ms Office, Hedge Fund...

...as well as indicating the services that clients might expect, or what might be expected of a Custodian in this area. It is an essential course for anyone... Learn about: Ms Office, Office IT...

...familiar with CREST Operations may find that some of their knowledge is out of date. Separately many users and operators of CREST have a good knowledge... Learn about: Office IT, Fixed Income, Ms Office...

...Responsibilities. -Types of Global Custody arrangements. Strengths. Weaknesses. -Uses of Sub-custodians. -Securities: Record keeping. What is required... Learn about: Record Keeping, Global Custody, Communication Training...

...Trades Methods by which fails are highlighted to an organisation by its Custodians and CSDs. Causes of Failed Trades Identifies the various causes of fails... Learn about: Ms Office, Team Training, Financial Training...

...selling mortgages and how they apply to the delegates firm and individuals sales/supervisory roles. Delegates Bank and building society mortgage advisers... Learn about: Record Keeping, Financial Training, Sales Training...

...Trustees and the FSA. Failure as a result of an inspection visit can result in substantial fines, adverse press publicity and even career dislocation... Learn about: Team Training, Trustee audit, Auditing investments...

...custody Training and competence Monitoring The Compliance calendar-notifications Management information Interface with the FSA MiFID implementation Todays... Learn about: Communication Skills, IT risk, Venture Capital...

...Content - Introduction o Context, history & Intent o Base Principles o Forms, Notices, Publications & Resources - Documentation o W-8, W-9 & KYC o Compliance issues... Learn about: Financial Services, Ms Office, Financial Training...

...Systems and Controls -Conduct of Business Rules Applicable ot Corporate FInance -Client Acceptance Procedures -FSA Client Classification... Learn about: Corporate Finance, Financial Training, IT risk...

...MCOB Rules Background to mortgage regulation including critical dates. What is a regulated mortgage contract (and what is not). Which mortgage activities are regulated... Learn about: Sales Training, Financial Training, Sales Process...

...all of whom may be affected by the regulations and who may face sanctions if in breach. Delegates Sales & Marketing executives Compliance Managers & Lawyers... Learn about: Data Protection, Financial Services, Sales Training...

...MCOB Rules - Background to mortgage regulation including critical dates - What is a regulated mortgage contract (and what is not). - Which mortgage activities... Learn about: Sales Training, Financial Training...

...Managing the MiFID project -Training Todays Date: 8 September 2017 Duration -... Learn about: Financial Training, Financial Services...

...Profiling - Identification of Beneficial Owner - Impact of AML/KYC and CTF requirements on funds distribution - AML/KYC and CTF obligations in the context... Learn about: Anti-money Laundering, IT risk, Investment Funds...

...Relative valuations. Risk and returns. Market correlation and its use. Factors in assessing foreign markets. Review of the main markets. Liquidity considerations... Learn about: Financial Training, Construction Training, IT risk...

...executives Debt Traders Hedge Fund managers looking for opportunities Fixed Income Managers considering the Distressed Debt market Support staff for those... Learn about: Fixed Income, Financial Training, IT risk...

...What can and can't be done -Alternative taa methods - quant versus the traditional approach -Use of optimisers -TAA in practice - execution issues Summary... Learn about: Use of optimisers, Currency Hedging, Risk and return characteristics...

...Fund Manager marketing staff Performance Measurement staff involved in this area IT staff involved in this area Content Background to Mutual Funds... Learn about: IT risk, Fund Manager, Mutual Funds...

...Role of the Banking system. Importance and role of the Central Bank. What determines interest rates. What causes inflation. Deflation and the liquidity... Learn about: Fixed Income, Foreign Exchange, Emerging Markets...