Life Cycle of a Trade

Training

In New York (USA)

Save 8%
£ 672.31 VAT exempt

*Indicative price

Original amount in USD:

$ 850 $ 925

Description

  • Type

    Training

  • Level

    Intermediate

  • Location

    New york (USA)

  • Duration

    1 Day

This one day course provides an outline for all delegates on the settlement and operations processes necessary to enable the services provided by investment banks to work efficiently and cleanly.

By the end of this course participants will have the tools and techniques to be able to:
Understand why market participants trade securities
Identify the current drivers and trends in modern securities markets
Identify the principal methods of trade execution and their applicability
Identify and describe the sequence of events in the processing of a securities trade
Be familiar with the key terms used in the fields of securities trading and processing and administration
Gain a more complete understanding of how different parts of a securities trading organisation interact
Explain the key role that operations and enabling IT systems play in facilitating a trade life cycle

Facilities

Location

Start date

New York (USA)
See map

Start date

On request

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Reviews

Subjects

  • Securities trading
  • Securities markets

Teachers and trainers (1)

TBC TBC

TBC TBC

TBC

Course programme

Dynamics of the securities trading environment
  • Market participants
  • Markets in numbers
  • Drivers of trading activity
  • Current themes and trends
Market structure and trade execution
  • Exchanges vs. OTC
  • Order vs. Quote-Driven
  • Disintermediation & ECNs
  • Internalisation & Intelligent Routing
  • Order Types & Pricing
  • Trading Systems
Trade capture in the front and back office
  • Trade reporting & data components
  • Static Data & Trade Validation
  • Exceptions, trade repair & trade enrichment
Trade confirmation, instruction and matching
  • The importance of trade confirmation
  • Achieving trade confirmation
  • Communicating a confirmation
  • Trade instructions
  • Communicating a trade instruction
  • Settlement agents
  • The role of the central counterparty
  • Matching reports/statuses
  • Statutory regulatory reporting
Trade settlement and inventory management
  • Settlement terminology
  • Settlement venues
  • Inventory management - principles and options
  • Cash (funding) management - principles and options
  • Why trades fail and the consequences of failure
  • Trade fail management
Position management and reporting
  • What is a 'position'? The importance of position management
  • Types of position
  • Communication of reports
  • The function of reconciliation
Trade position and accounting
  • Control report generation and uses
  • Types of control report
  • The importance of position management
  • Types of position, position report types
  • Corporate actions

Additional information

At Fitch Learning we consistently receive excellent customer feedback - 94% of our participants recommend a colleague attend the same course. With 25 years’ experience, our interactive training methods are tried and tested. Our workshops are small – with no more than 16 people – to ensure your learning experience is as interactive and personal as possible. They are taught through up-to-date , region-specific case studies and exercises so you can apply the analytic skills you learn as soon as you are back at your desk. If you register a place 8 weeks or more in advance of the course, you can save 10%.

Life Cycle of a Trade

£ 672.31 VAT exempt

*Indicative price

Original amount in USD:

$ 850 $ 925