Life Cycle of a Trade
Training
In New York (USA)
*Indicative price
Original amount in USD:
$ 850 $ 925
Description
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Type
Training
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Level
Intermediate
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Location
New york (USA)
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Duration
1 Day
This one day course provides an outline for all delegates on the settlement and operations processes necessary to enable the services provided by investment banks to work efficiently and cleanly.
By the end of this course participants will have the tools and techniques to be able to:
Understand why market participants trade securities
Identify the current drivers and trends in modern securities markets
Identify the principal methods of trade execution and their applicability
Identify and describe the sequence of events in the processing of a securities trade
Be familiar with the key terms used in the fields of securities trading and processing and administration
Gain a more complete understanding of how different parts of a securities trading organisation interact
Explain the key role that operations and enabling IT systems play in facilitating a trade life cycle
Facilities
Location
Start date
Start date
Reviews
Subjects
- Securities trading
- Securities markets
Teachers and trainers (1)
TBC TBC
TBC
Course programme
- Market participants
- Markets in numbers
- Drivers of trading activity
- Current themes and trends
- Exchanges vs. OTC
- Order vs. Quote-Driven
- Disintermediation & ECNs
- Internalisation & Intelligent Routing
- Order Types & Pricing
- Trading Systems
- Trade reporting & data components
- Static Data & Trade Validation
- Exceptions, trade repair & trade enrichment
- The importance of trade confirmation
- Achieving trade confirmation
- Communicating a confirmation
- Trade instructions
- Communicating a trade instruction
- Settlement agents
- The role of the central counterparty
- Matching reports/statuses
- Statutory regulatory reporting
- Settlement terminology
- Settlement venues
- Inventory management - principles and options
- Cash (funding) management - principles and options
- Why trades fail and the consequences of failure
- Trade fail management
- What is a 'position'? The importance of position management
- Types of position
- Communication of reports
- The function of reconciliation
- Control report generation and uses
- Types of control report
- The importance of position management
- Types of position, position report types
- Corporate actions
Additional information
Life Cycle of a Trade
*Indicative price
Original amount in USD:
$ 850 $ 925