Market Abuse Regime

Attendees of the course will have an opportunity to:

- Summarise the importance of Market Abuse reforms, the key legislative changes and how they interrelate with the wider regulatory agenda.

- Identify the key regulatory challenges across MAD II including increased monitoring and surveillance of trading venues and financial instruments.

- Explore key issues related to changes introduced by the Market Abuse Regime regime including Market Soundings, Issuer Disclosure of Information, Director’s transactions and enhanced regulatory powers.

- Develop an awareness of how the Regulation interacts across other European Regulations including MiFID II.

- Explore real world examples of market abuse from the United Kingdom and around the world.

- Clarify the key financial risks affecting your risk because of change, knowledge, training and awareness.

This course will be of benefit to anyone who is likely to be working within the market abuse requirements and wishes to develop a greater understanding of the regime, including senior management, legal, compliance and those employees at the coalface or conducting an assurance review as part of the second or third lines of defence.

A Certificate of Completion is awarded upon successful completion of the course

Attendees are offered a multiple-choice test in the end of the course with a 70% pass score.