204

Regulation and Compliance courses

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  • Regulation and Compliance
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  • All 204
  • Online/Distance 65
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  • All 205
  • Course 140
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DURATION
  • Hours 38
  • Days 29
  • Weeks 1
  • 3 months 10
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  • Year(s) 7
CHARACTERISTICS
  • Intensive 6
  • Practical course / Workshop 27
  • Short course
  • London
  • 23 Mar 2018
  • 8h - 1 Day
Explore impact of EMIR on OTC Derivatives

...Dodd-Frank and MIFID - Explore the implications for clearing, reporting and risk mitigation of OTC derivatives - Become aware of challenges and opportunities... Learn about: OTC Derivatives, IT risk, Risk Management... More


£950
+ VAT
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Investment Education Plc
Compliance Basics - Inhouse course
Investment Education Plc
  • Short course
  • Inhouse
  • Beginner
  • 1 Day

...to understand basic Compliance. New employees in FSA regulated Financial Service companies. Compliance Basics What is compliance? The uk regulatory environment... Learn about: Financial Training, Regulatory Compliance, Financial Services... More


£ 201-500
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  • Course
  • Abū ‘arīsh (Saudi Arabia)
  • Different dates available

...is “we are not sure how to link or take our control-focused programs to the next level and implement an overall GRC framework.” In this three-day seminar... Learn about: Office IT, Financial Training, IT risk... More


£2,245
+ VAT
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International Compliance Training
ICA Advanced Certificate in Compliance - Online course
4.0 fantastic 23 opinions
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 3 Months

...Compliance employees Employees who have recently been given or aspire to be given compliance responsibilities Those employees with management responsibility... Learn about: Terrorist Financing, Regulatory Compliance, Regulation Law... More


£1,675
+ VAT
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  • Short course
  • London
    and another venue.
  • Different dates available
  • 8h - 1 Day
Learn AML Regulation and best current practices

...necessary to create the right corporate culture - Recognise key elements of ‘Know Your Client’ documentation - Respond quickly to criminal behaviour by... Learn about: Financial Compliance, Financial Compliance, Risk Management... More


£950
+ VAT
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  • Course
  • Distance Learning

...these requirements in the regulations. Program Buy International IT Regulations and Compliance: Quality Standards in the Pharmaceutical and Regulated Industries Today!Standards... Learn about: Electronic Finance... More


£70
+ VAT
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  • Course
  • Online
  • Intermediate
  • Different dates available

...set and make their CV stronger and existing employees looking for a better role can prove their employers the value of their skills through this certification... Learn about: Decision Making, Virtue Ethics, Deontological Ethics... More


£91
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Magenta Financial Training
Introduction to IFRS - Inhouse course
5.0 1 opinion
Magenta Financial Training
  • Course
  • Inhouse in London
    and 4 other venues
  • Different dates available
  • 2 Days

...Suitable for: The Delegates This programme is designed for accountants at all levels and finance managers. Experienced accountants will benefit from a vital update... Learn about: Annual Report Writing, Financial Reporting, Regulation Financial... More

PREMIUM COURSE

£2,000
+ VAT
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South Wales Electrical Training Ltd
Initial Verification & Periodic Inspection and Testing course in Pyle
5.0 1 opinion
South Wales Electrical Training Ltd
  • Vocational qualification
  • Pyle (Wales)
  • 26 Feb 2018
  • 5 Days
All courses are offered throughout the UK

...of initial inspection of electrical installations, such as those entering the industry from other engineering disciplines or who have been working in allied trades... Learn about: South Wales, City & Guilds, South Wales... More

PREMIUM COURSE

£570
+ VAT
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  • Short course
  • Shoreditch
  • Advanced
  • 4h

...offer the tools to keep you competitive in meeting the everincreasing expectations of many broadcasters: that producers will ensure compliance... Learn about: Regulatory Compliance... More


£50
VAT inc.
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  • Course
  • Online
  • Beginner
  • Different dates available

...Individuals wishing to expand their knowledge on the AML techniques and crime prevention will also benefit from this online workshop. Please contact... Learn about: Anti-money Laundering, Anti-terrorist measures... More


£990
+ VAT
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  • Course
  • London
  • 1 Day

...Control Environment & Tone at the Top The governance dimension – combined code Management review, the audit committee Corporate culture, codes of conduct... Learn about: Financial Law, Anti-money Laundering, Basel II... More


£380
+ VAT
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Save 10%
  • Course
  • London
  • 2 Days

...desk-based monitoring and field visits • Know how to support your firm’s senior management in meeting their regulatory responsibilities • Highlight current... Learn about: Basel II, Anti-money Laundering, Financial Law... More


£990
+ VAT
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International Compliance Training
ICA Advanced Certificate in Legal Compliance - Blended course
4.5 fantastic 12 opinions
International Compliance Training
  • Training
  • Blended
  • Different dates available
  • 6 Months

...on the ever increasing need within law firms to comply with requisite regulation and best practice and to ensure that their staff receive appropriate training... Learn about: Solicitors Regulation Authority, Financial Training, Legal Services Board... More


£1,675
+ VAT
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  • Short course
  • London
    and another venue.
  • 21 Mar 2018
  • 7h - 1 Day

...business Best execution requirements and practices Market data and market structure Authorisation requirements, limitations, trading obligations... Learn about: Transaction reporting, Regulation Financial... More


£950
+ VAT
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  • Course
  • Distance Learning

...doubts in the ability of corporate boards of directors to provide effective oversight. In the shadow of recent global scandals involving businesses such as Parmalat and WorldCom... More


£45
+ VAT
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  • Training
  • London

...to enhance products and services - Regulatory & compliance staff seeking an update in order to realign current thinking and strategy - Operations staff... Learn about: Electronic Finance, Basel II, Anti-money Laundering... More


£345
+ VAT
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  • Course
  • Singapore
    and another venue.
  • 4 Days

...How will the charge be calculated. Suitable for: Heads of Risk. Risk Managers. Heads of Audit. Audit managers. Heads of Compliance. Project managers... Learn about: Basel II... More


Price on request
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  • Course
  • London
  • Different dates available

...Flotations and the use of shell companies. -Mergers, demergers, acquisitions and "spin-offs". -Leveraged buy outs and earn outs. -City Code and Substantial Acquisition Rules... Learn about: Corporate Finance, Financial Risk, Financial Training... More


Price on request
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  • Course
  • Eastleigh

...Backflow prevention - Cold & Hot water services - WCs flushing devices and urinals - Sanitary appliances - Water for outside use You will be sent a course... More


Price on request
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  • Course
  • Cardiff (Wales)
  • Different dates available
  • 1 Day

...You will become familiar with business reports during this course. In this course, not only will your skills get better, but you will also get to... Learn about: Report Writing, Skills and Training, Writing Skills... More


£999
+ VAT
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  • Course
  • Distance Learning

...Safety Signs - (15 mins) Illustrates examples of prohibition, warning, mandatory, emergency escape and first-aid signs. Fire Safety Signs... More


Price on request
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  • Course
  • London
    and another venue.
  • 27 Dec 2018
  • 6h - 1 Day
Using a risk approach for Anti-Money Laundering

...Delegates will learn the threats to businesses and individuals posed by organised crime and terrorists and how to take a risk-based approach to manage... Learn about: Training planning, Risk Management, IT risk... More


£545
+ VAT
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