• All
  • Location
  • Online
  • Abroad
  • Filters
Country
 
  • In UK
  • England
  • Wales
  • Scotland
  • USA
  • Austria
  • Belgium
  • Czech Republic
  • Denmark
  • France
  • Germany
  • Greece
  • Hong Kong
  • Hungary
  • India
  • Italy
  • Jordan
  • Malaysia
  • Netherlands
  • Northern Ireland
  • Portugal
  • Singapore
  • Spain
  • Sweden
  • Switzerland
  • Turkey
  • United Arab Emirates
County
 
  • Berkshire
  • Cambridgeshire
  • East Riding of Yorkshire
  • Essex
  • Gloucestershire
  • Greater Manchester
  • Hertfordshire
  • Kent
  • Leicestershire
  • Middlesex
  • Nottinghamshire
  • Somerset
  • Warwickshire
  • West Midlands
  • West Sussex
  • Worcestershire
City
 
  • All cities
  • London
  • Barnet
  • City of London
  • Carshalton
  • City of London
  • Online
  • Type of studies
  • + Filters (1)

Regulation and Compliance courses City of London

Sort by

Related courses

The Regulation & Compliance Course for UK Financial Services in City Of London

Redcliffe Training Associates
  • Short course
  • City Of London
  • 1 Day

...present regulation and compliance framework FSMA 2000 FPC, PRA, FCA and other relevant bodies EU FSMA 2000 – overview of key elements relevant for regulation... Learn about: Corporate Financing...

£ 550 + VAT

Anti-Money Laundering and Counter-Terrorist Financing course in City of London

Quorum Training
  • Course
  • City Of London
    and
    another venue.
    • London
  • 1 Day

...customer, product, delivery channels and geography The essential anti-money laundering controls including: customer due diligence procedures... Learn about: Risk Management, Financial Law, Financial Crime...

£ 545 + VAT

Anti Money Laundering course in City Of London

Redcliffe Training Associates
  • Short course
  • City Of London
  • 1 Day

...on third parties HM Treasury – Financial sanctions and the Consolidated list The responsibilities of senior management The role of the Money Laundering... Learn about: Business management, Money laundering...

£ 250 + VAT

The Prospectus Rules: Update course in City Of London

Redcliffe Training Associates
  • Training
  • City Of London
  • 1 Day

...constraints What issues qualify? Reduced disclosure in prospectus Proportionate disclosure for SMEs and Small Caps What companies qualify? Reduced disclosure... Learn about: Fca requirements, Prospectus rules...

£ 350 + VAT

Similar training online and classroom-based

Save 97%

GDPR Certificate - Online course

One Education
  • Course
  • Online
  • Intermediate
  • 2h - 1 Year

...Understand GDPR principles and legal foundations Identify personal and sensitive data correctly Apply lawful data processing rules at work Respond to... Learn about: GDPR Definition, Data Protection...

Special Emagister price

£ 9 £ 425

Know Your Customer - Virtual Training - Online course

PTP Training & Marketing Ltd
  • Short course
  • Online
  • Intermediate
  • Different dates available

...Effective questioning techniques. Three essential skills of knowing the customer. Questioning, Listening, Action. 12.45 – 13.45: Lunch 13.45 – 14.45...

Price on request

Questions & Answers

Add your question

Our advisors and other users will be able to reply to you

Who is your question addressed to?

Fill in your details to get a reply

We will only publish your name and question

Emagister S.L. (data controller) will process your data to carry out promotional activities (via email and/or phone), publish reviews, or manage incidents. You can learn about your rights and manage your preferences in the privacy policy.