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Regulation and Compliance courses City of London
- Short course
- City Of London
- 6h - 1 Day
...This is a one day course on the UK financial services regulation and compliance. For more information please contact: enquiries@redcliffetraining.co... Learn about: Corporate Financing...
- Course
- City Of Londonandanother venue.
- London
- 6h - 1 Day
..., regulations and guidance notes and is also focussed on business needs, taking a risk-based approach and providing an understanding of the controls and processes needed to manage the threats. Delegates will learn the threats to businesses and individuals posed by organised crime and terrorists and how to... Learn about: Anti-money Laundering, IT risk, Risk Management...
- Short course
- City Of London
- 3h - 1 Day
... their knowledge following the implementation of the Money Laundering Regulations 2007. Course Content: Introduction Historical context – how the current regime... Learn about: Money laundering, Business management...
- Training
- City Of London
- 3h - 1 Day
...Course Overview: In 2012, the FCA made the most significant changes to the Prospectus Rules since the introduction of the regulations in 2005. These... Learn about: Fca requirements, Prospectus rules...
Similar training online and classroom-based
- Course
- Online
- Intermediate
- Different dates available
- 1 Year
...The role of a compliance manager is to ensure that the company is following its business in full compliance with all national and international laws and regulations. The Compliance Manager Training Course is designed to aware you about the duties and responsibilities of a compliance manager... Learn about: Risk Management, Management of Risk, Risk Analysis...
- Short course
- Online
- Intermediate
- Different dates available
...Effective questioning techniques. Three essential skills of knowing the customer. Questioning, Listening, Action. 12.45 – 13.45: Lunch 13.45 – 14.45...
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