AML & KYC Compliance
Short course
In London
Description
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Type
Short course
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Location
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Class hours
8h
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Duration
1 Day
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Start date
Different dates available
During the 1 day course we will illustrate this real and significant threat to our industry and show you how to take a proactive approach to financial crime, enhance the policies, processes and procedures you currently have in place and ensure that everyone in your organisation is ready to protect your firm and the market place.
By the end of the course you will:
- Appreciate and understand the latest crime prevention regulation (national and international)
- Understand the elements necessary to create the right corporate culture
- Recognise key elements of ‘Know Your Client’ documentation
- Respond quickly to criminal behaviour by introducing alert systems which react appropriately and quickly to any potential criminal situations
- Recognise how to investigate more quickly and escalate suspicious activity, reducing the damage to the firm
- Protect the firm’s reputation by avoiding the media spotlight created by high-profile incidents of firms being victims of financial crimes
- Develop a solid overview of their firm’s vulnerabilities and the controls and procedures needed to address them in an increasingly complex global industry
Facilities
Location
Start date
Start date
Start date
About this course
From Commercial, Central and Investment Banks as well as other financial institutions:
Compliance Officers
Financial Officers
Risk Officers
Internal Auditors
Operational Risk Managers
Staff with roles and responsibilities in AML and anti-terrorist financing activities
You will receive course certificate on completion.
Reviews
Subjects
- Operations Management
- Compliance
- Risk Management
- Market
- Anti-money Laundering
- Approach
- International
- Financial
- Industry
- Financial Training
- Financial Compliance
- Financial Crime
- Anti-terrorist measures
- Know Your Customer
- AML
- KYC
Teachers and trainers (1)
EF Faculty Trainer
Trainer
Course programme
- Money laundering and terrorist financing
- Suspicious activity indicators and transaction reporting
- Setting up effective KYC procedures
- Customer due diligence and record keeping
- International regulatory standards
- Financial Action Task Force (FATF)
- Analyse the effectiveness of your firm’s AML/CTP processes and procedures
- Practical Tips in AML Management
- Setting up action plan
- Case studies and exercises
AML & KYC Compliance