AML & KYC Compliance

During the 1 day course we will illustrate this real and significant threat to our industry and show you how to take a proactive approach to financial crime, enhance the policies, processes and procedures you currently have in place and ensure that everyone in your organisation is ready to protect your firm and the market place.

By the end of the course you will:

- Appreciate and understand the latest crime prevention regulation (national and international)
- Understand the elements necessary to create the right corporate culture
- Recognise key elements of ‘Know Your Client’ documentation
- Respond quickly to criminal behaviour by introducing alert systems which react appropriately and quickly to any potential criminal situations
- Recognise how to investigate more quickly and escalate suspicious activity, reducing the damage to the firm
- Protect the firm’s reputation by avoiding the media spotlight created by high-profile incidents of firms being victims of financial crimes
- Develop a solid overview of their firm’s vulnerabilities and the controls and procedures needed to address them in an increasingly complex global industry