Best Execution Overview
Training
Online
*Indicative price
Original amount in EUR:
45 €
Description
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Type
Training
-
Methodology
Online
-
Class hours
1h
Best execution is a legal mandate that requires Investment Firms to provide the most advantageous order execution for their customers given the prevailing market environment. Best execution encompasses several key characteristics that Investment Firms must examine, track, and document when choosing how to route an equity, option, or bond order for execution. The Investment Firm must prove that, after examination of these characteristics, the broker utilized "reasonable diligence" in choosing how to route the order for execution.
About this course
This self-paced online course will help you to be compliant with Best Execution as it will expand and update your knowledge and understanding on the subject. As a short course, this eLearning solution will brief you on what is Best Execution, how to achieve it, what are the relevant limitations and regulation. The training programme provides ample focus on the Best Execution Policy as published by the Cyprus Securities and Exchange Commission (CySEC).
Financial Services Professional and corporate service providers as well as external consultants such as lawyers, auditors and compliance agencies can greatly benefit from this self-paced online course as it is a valuable advantage to know the Best Execution policy to support their clients effectively.
Certificate of Completion
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Subjects
- Execution
- Best Execution
- Order Excecution
- Execution Policies
- Customer Care
- Customer Service
- Monitoring
- Rules
- Instructions
- Firms Law
- Investment
- Finance
- Financial PR
- Finance Market
- Financial Training
- Financial Management
- Financial Services
- Management
- Customer satisfaction
- Customer Relationship Management
Course programme
What is Best Execution?
Unit 2:
Achieving Best Execution
Unit 3:
Order Execution Policies
Unit 4:
Information to Clients and Client Consent
Unit 5:
MiFID II Changes to Best Execution
Unit 6:
Monitoring, the Rules and Instructions
Unit 7:
Best Execution for Specific Types of Firm
Best Execution Overview
*Indicative price
Original amount in EUR:
45 €