MiFIR Reporting Challenges

London Governance and Compliance Academy

Short course

Online

£ 180 + VAT

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Description

  • Type

    Short course

  • Level

    Intermediate

  • Methodology

    Online

  • Class hours

    2h

  • Duration

    1 Day

In this course we will explore the changes to MiFIR reporting post Brexit. Which are the main challenges for FCA regulated firms?

Accurate and complete MiFIR Transaction Reporting is essential to enable National Competent Authorities (NCA’s) to meet their statutory objectives of maintaining market confidence and reducing financial crime. The primary purpose of transaction reports is to detect and investigate suspected market abuse, insider trading and market manipulation. MiFIR Transaction Reporting widened the scope of financial instruments and extended reporting responsibilities to firms previously excluded from the regime.

About this course

Yes, LGCA offers an array of more advanced programmes on the subject

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Subjects

  • Market
  • Financial
  • Financial Training
  • Financial Crime
  • Compliance
  • Compliance Management
  • Regulation Financial
  • Financial Services
  • Finance Market
  • Banking and Finance

Teachers and trainers (1)

Vivienne Bannigan

Vivienne Bannigan

Financial Services Professional

Vivienne is a financial services professional with over 20 years’ experience in regulatory and operational risk in the United Kingdom, Europe and internationally. Vivienne has held various roles across several organisations including the Financial Conduct Authority (FCA), Royal Bank of Scotland and UK Finance. Vivienne has worked in wholesale policy covering the Market Abuse Regime, Markets in Financial Instruments Directive (I & II), Securities lending, Client Money , Transaction Reporting and mentoring her colleagues along the way.

Course programme

This webinar will review the different reporting requirements and identify challenges for implementation, including:

  • Clarifying the differences between the various MiFID II Regulatory Reporting Regimes and EMIR Trade Reporting;
  • Develop a greater understanding of the importance of Transaction Reporting;
  • Explore what is changing with MiFIR Transaction Reporting including approach, field analysis and scenarios;
  • Identify scenarios of market abuse and the importance of Transaction Reporting to the prevention of financial crime; and
  • Understanding regulatory outcomes and practical implications for Transaction Reporting Oversight, including an illustration of good and bad practice.

See related categories

MiFIR Reporting Challenges

£ 180 + VAT

The best Regulation and Compliance courses

See all

See all