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Regulation and Compliance

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Regulation and Compliance courses

(196)
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  • Regulation and Compliance
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  • All 197
  • Courses and Training 187
  • Further Education 7
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  • Finance 8440
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Related courses

  • Fsa compliance courses
  • Distance learning Regulation and Compliance courses
  • Regulations courses
  • Anti-money Laundering courses
  • Regulation Financial courses
  • Bank Compliance courses
  • IFRS courses

Inspection and Testing Level 3 - C&G 2394 Inspection and Testing Part-time course in Leamington Spa

Warwickshire College
  • Course
  • (Leamington Spa)
  • Different dates available

...Our student success rates and A-level results are at an all-time high, with our students progressing onto a wide range of careers with globally recognised brands... Learn about: Part Time, Quality Training...

Price on request

ICA Advanced Certificate in Compliance - Online course

4.0
23 reviews
  • The Advanced Certificate in Compliance is an precise and succinct course. The content is effectively open and applicable. The mentor, Rod Kettle is involving and supportive both on the workshops and web based solutions. I would not waver to prescribe this course to those searching for a point by point diagram and comprehension of the Compliance world all in all before having some expertise in a specific range.
    ← | →
  • I had an astonishing involvement being enlisted for the Advanced Compliance Certificate. The instructional methodology was pleasant and intuitive and support was constantly avaliable through email with quick reactions. I would prescribe this course to any individual who has begun off in the compliance field and needs to take in more.
    ← | →
  • My involvement with ICT was great they are instant with data and whatever help I required amid my learning journey. I wish I could do my Bsc in Management with compliance online with them. I would prescribe ICT to any individual who needs to learn. Thumbs up ICT.
    ← | →
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 3 Months

...Compliance employees Employees who have recently been given or aspire to be given compliance responsibilities Those employees with management responsibility... Learn about: Regulatory Compliance, Regulation Financial, Anti-money Laundering...

£ 1,675 + VAT

...Compliance employees Employees who have recently been given or aspire to be given compliance responsibilities Those employees with management responsibility... Learn about: Regulatory Compliance, Regulation Financial, Anti-money Laundering...

  • The Advanced Certificate in Compliance is an precise and succinct course. The content is effectively open and applicable. The mentor, Rod Kettle is involving and supportive both on the workshops and web based solutions. I would not waver to prescribe this course to those searching for a point by point diagram and comprehension of the Compliance world all in all before having some expertise in a specific range.
    ← | → see all
  • I had an astonishing involvement being enlisted for the Advanced Compliance Certificate. The instructional methodology was pleasant and intuitive and support was constantly avaliable through email with quick reactions. I would prescribe this course to any individual who has begun off in the compliance field and needs to take in more.
    ← | → see all
  • My involvement with ICT was great they are instant with data and whatever help I required amid my learning journey. I wish I could do my Bsc in Management with compliance online with them. I would prescribe ICT to any individual who needs to learn. Thumbs up ICT.
    ← | → see all

Os Pilares do Compliance - Online course

5.0
1 review
  • muit satisfactorio
    ← | →
PCBSCampus.
  • Short course
  • Online
  • Beginner
  • Different dates available

...Internas Due Diligence Monitoramento e Auditoria Nesta formação aprenderemos como os pilares do Compliance são as bases da instituição, organizados em... Learn about: Compliance regulatório, Compliance Management...

£ 19

...Internas Due Diligence Monitoramento e Auditoria Nesta formação aprenderemos como os pilares do Compliance são as bases da instituição, organizados em... Learn about: Compliance regulatório, Compliance Management...

  • muit satisfactorio
    ← | →
Premium

Introduction to IFRS - Inhouse course

5.0
1 review
  • Excellent -well presented- a potentially dry subject made into an entertaining one.
    ← | →
Magenta Financial Training
  • Course
  • Inhouse in London
    and
    4 other venues
    • Birmingham, Belfast City, Glasgow, Leeds
  • Different dates available
  • 2 Days

...Suitable for: The Delegates This programme is designed for accountants at all levels and finance managers. Experienced accountants will benefit from a vital update... Learn about: Regulation Law, Compliance Management, Report Writing...

£ 2,000 + VAT

...Suitable for: The Delegates This programme is designed for accountants at all levels and finance managers. Experienced accountants will benefit from a vital update... Learn about: Regulation Law, Compliance Management, Report Writing...

  • Excellent -well presented- a potentially dry subject made into an entertaining one.
    ← | →

Anti-Money Laundering Regulation - Online course

5.0
1 review
  • Great foundation course which explains and highlights all the main UK and EU regulations around Finncial Crime.
    ← | →
Financial Fluency
  • Course
  • Online
  • Different dates available
  • 4h

...so it looks like it was obtained from legal sources and the methods used by money launderers are many and varied. Anti-Money Laundering will introduce... Learn about: Financial Law, Banking Regulation, Financial Compliance...

£ 75 + VAT

...so it looks like it was obtained from legal sources and the methods used by money launderers are many and varied. Anti-Money Laundering will introduce... Learn about: Financial Law, Banking Regulation, Financial Compliance...

  • Great foundation course which explains and highlights all the main UK and EU regulations around Finncial Crime.
    ← | →

ICA Advanced Certificate in Legal Compliance - Blended course

4.5
12 reviews
  • Great – I would recommend this company to everyone. They are really easy and helpful to deal with, with any sort of issue, be it simple or complex.
    ← | →
  • The teacher had loads of experience and knowledge on the course content, and gave very good advice and tips for the assessment.
    ← | →
  • Entertaining course with very good teachers.
    ← | →
International Compliance Training
  • Training
  • Blended
  • Different dates available
  • 6 Months

...on the ever increasing need within law firms to comply with requisite regulation and best practice and to ensure that their staff receive appropriate training... Learn about: Regulatory Compliance, Solicitors Regulation Authority, Financial Training...

£ 1,675 + VAT

...on the ever increasing need within law firms to comply with requisite regulation and best practice and to ensure that their staff receive appropriate training... Learn about: Regulatory Compliance, Solicitors Regulation Authority, Financial Training...

  • Great – I would recommend this company to everyone. They are really easy and helpful to deal with, with any sort of issue, be it simple or complex.
    ← | → see all
  • The teacher had loads of experience and knowledge on the course content, and gave very good advice and tips for the assessment.
    ← | → see all
  • Entertaining course with very good teachers.
    ← | → see all

Controles Internos e Compliance na Empresa - Online course

5.0
1 review
  • A dinamica de controles internos nas empresas
    ← | →
PCBSCampus.
  • Short course
  • Online
  • Beginner
  • Different dates available

...do setor financeiro que pretendam vir a exercer funções neste âmbito e Todos os colaboradores que desenvolvam actividades sujeitas ao compliance Estudantes... Learn about: Contexto organizacional, Controlos Internos...

£ 19

...do setor financeiro que pretendam vir a exercer funções neste âmbito e Todos os colaboradores que desenvolvam actividades sujeitas ao compliance Estudantes... Learn about: Contexto organizacional, Controlos Internos...

  • A dinamica de controles internos nas empresas
    ← | →
Premium

Level 3 combined Inspection & Testing course in Pyle

5.0
1 review
  • Phil has been an amazing teacher! His advice on what courses to take next in order to enter this industry were very good. Although the information on the internet is very unclear, SWET have helped me a lot to understand the market and industry I want to work in. In the near future I will do another course with them and leave another good review, I am sure!
    ← | →
South Wales Electrical Training Ltd
  • Vocational qualification
  • Pyle
  • Different dates available
  • 5 Days

...of initial inspection of electrical installations, such as those entering the industry from other engineering disciplines or who have been working in allied trades... Learn about: Safety Management, 17th Edition, South Wales...

£ 610 + VAT

...of initial inspection of electrical installations, such as those entering the industry from other engineering disciplines or who have been working in allied trades... Learn about: Safety Management, 17th Edition, South Wales...

  • Phil has been an amazing teacher! His advice on what courses to take next in order to enter this industry were very good. Although the information on the internet is very unclear, SWET have helped me a lot to understand the market and industry I want to work in. In the near future I will do another course with them and leave another good review, I am sure!
    ← | →

International IT Regulations and Compliance - Distance Learning course

IT Governance Europe Ltd
  • Course
  • Distance Learning

...these requirements in the regulations. Program Buy International IT Regulations and Compliance: Quality Standards in the Pharmaceutical and Regulated Industries Today!Standards...

£ 70 + VAT

ICA International Advanced Certificate in Anti Money Laundering - Online course

4.4
5 reviews
  • Convincing review of a subject that can otherwise be quite rather complex. Definitely a valuable course.
    ← | →
  • The course is great, engaging and provides a thorough examination of the subject. ICT was very supportive all throughout and in all aspects (our concerns, techniques for studying, what they expected from the assignement, etc.
    ← | →
  • Thanks a lot! It was an fantastic experience!
    ← | →
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 6 Months

...Manchester Business School, the University of Manchester. In the UK, it is also endorsed by the British Bankers’ Association. New/recently appointed MLROs... Learn about: Bank Compliance, Anti Money Laundering, Anti-money Laundering...

£ 1,675 + VAT

...Manchester Business School, the University of Manchester. In the UK, it is also endorsed by the British Bankers’ Association. New/recently appointed MLROs... Learn about: Bank Compliance, Anti Money Laundering, Anti-money Laundering...

  • Convincing review of a subject that can otherwise be quite rather complex. Definitely a valuable course.
    ← | → see all
  • The course is great, engaging and provides a thorough examination of the subject. ICT was very supportive all throughout and in all aspects (our concerns, techniques for studying, what they expected from the assignement, etc.
    ← | → see all
  • Thanks a lot! It was an fantastic experience!
    ← | → see all

Dealing with Ethical Issues - Online course

Financial Fluency
  • Course
  • Online
  • Different dates available
  • 1h

...You can interactively work through each of the six ethical activities to share your own experiences, benefit from expert opinion or pick up tips from your peers... Learn about: Regulatory Compliance, Financial Crime, Regulation Law...

£ 25 VAT inc.

The Regulation & Compliance Course for UK Financial Services in City Of London

Redcliffe Training Associates
  • Short course
  • City Of London
  • 1 Day

...FSMA 2000 – including important secondary legislation. It will examine how the EU has influenced development, especially regulation & compliance... Learn about: Corporate Financing...

£ 550 + VAT

Manager's Guide to Compliance - Distance Learning course

IT Governance Europe Ltd
  • Course
  • Distance Learning

...doubts in the ability of corporate boards of directors to provide effective oversight. In the shadow of recent global scandals involving businesses such as Parmalat and WorldCom...

£ 45 + VAT

ICA Certificate in Managing Sanctions Risk - Online course

4.0
2 reviews
  • The website was nice and very user-friendly. The content was balanced and appropriate for the qualification, which is well regarded within the industry.
    ← | →
  • Training material was good quality. It has enhanced my knowledge on sanction.
    ← | →
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 3 Months

...with an opportunity to explore the frameworks and drivers of sanctions, the risks that sanctions present to firms and the controls implemented to address those risks... Learn about: Risk Management, Financial Management, Sanctions Risk...

£ 595 + VAT

...with an opportunity to explore the frameworks and drivers of sanctions, the risks that sanctions present to firms and the controls implemented to address those risks... Learn about: Risk Management, Financial Management, Sanctions Risk...

  • The website was nice and very user-friendly. The content was balanced and appropriate for the qualification, which is well regarded within the industry.
    ← | → see all
  • Training material was good quality. It has enhanced my knowledge on sanction.
    ← | → see all

Certificate in HIPAA Compliance Online Course - Online

Courses For Success
  • Course
  • Online
  • Different dates available

...Compliance Act (ASCA), the Patient Safety and Quality Improvement Act (PSQIA), and the OMNIBUS rules. These laws require all health care professionals... Learn about: IT Security, Office IT, Ms Office...

Price on request

Self-propelled - Online course

Scuola Euro Formation
  • Course
  • Online
  • Different dates available

...The self-propelled operator deals with earthmoving machines which are industrial machinery used to perform all operations that require earthmoving...

£ 244

The Language of Compliance, Version 1.1 - Online course

IT Governance Europe Ltd
  • Course
  • Online

...Program Purchase and download The Language of Compliance today! This book demystifies the language of compliance. It explains over 3500 terms...

£ 19 + VAT

ICA Certificate in Combating the Financing of Terrorism - Online course

4.1
7 reviews
  • The ICT experience is truly helpful however is not a class where the data is served and the appropriate responses simply should be recalled and disgorged. The ICT course expands on your critical thinking aptitudes and requires autonomous research, involvement and judgment to unravel the situations.
    ← | →
  • Securing widely to upgrade the knowlege to average learners to obtain the complete learning.
    ← | →
  • I'm so thankful for the good service! It was great!
    ← | →
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 3 Months

...relation to the financing of terrorism; how organisations can identify terrorist financing risks; the relationship between money laundering and terrorist financing... Learn about: Regulatory Compliance, Red Flag Indicators, Financial Indicators...

£ 595 + VAT

...relation to the financing of terrorism; how organisations can identify terrorist financing risks; the relationship between money laundering and terrorist financing... Learn about: Regulatory Compliance, Red Flag Indicators, Financial Indicators...

  • The ICT experience is truly helpful however is not a class where the data is served and the appropriate responses simply should be recalled and disgorged. The ICT course expands on your critical thinking aptitudes and requires autonomous research, involvement and judgment to unravel the situations.
    ← | → see all
  • Securing widely to upgrade the knowlege to average learners to obtain the complete learning.
    ← | → see all
  • I'm so thankful for the good service! It was great!
    ← | → see all

Practical Aspects of the Compliance Function - Online course

EIMF - European Institute of Management and Finance
  • Training
  • Online
  • 5h

...Also relevant for legal professionals that want to offer regulatory compliance support to clients, and managers from consultancy and financial services firms... Learn about: Banking Finance, Regulation Financial, Compliance Management...

£ 81 VAT exempt

MiFID Compliance & Reporting course in London

Eureka Financial
  • Short course
  • London
    and
    another venue.
    • London
  • Different dates available
  • 1 Day

...business Best execution requirements and practices Market data and market structure Authorisation requirements, limitations, trading obligations... Learn about: Transaction reporting, Regulation Financial...

£ 950 + VAT
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Related courses

  • Fsa compliance courses
  • Distance learning Regulation and Compliance courses
  • Regulations courses
  • Anti-money Laundering courses
  • Regulation Financial courses
  • Bank Compliance courses
  • IFRS courses

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