Regulation Financial Courses

...This course is an introduction to the economic theories of financial crises. It focuses on amplification mechanisms that exacerbate crises, such as leverage, fire sales, bank runs, interconnections, and complexity. It also analyzes the different perspectives on the origins of crises... Learn about: Sales Training, Financial Training, Regulation Financial...

...The advent of e-money licenses has been seized upon by a number of fast-growing Fintechs, who aim to disrupt existing retail and commercial financial service providers, and in particular banks, in the same way the internet has challenged many ‘bricks-and-mortar’ retailers. The ultimate Fintech may... Learn about: Financial Risk, Bank Compliance, Regulation Financial...

... who use, maintain and disseminate highly specialised information relating to Anti-Money Laundering and Counter Terrorism Financing as well as individuals responsible for ensuring related compliance and quality standards. Compliance knowledge associated with finance industry regulations and industry codes... Learn about: Financial Training, Anti-money Laundering, Financial Services...

...Suitable for: Directors and Senior Managers. Company Secretaries. Compliance Professionals. Risk Managers. Legal Advisers and Lawyers. In-House Corporate Counsel... Learn about: Compliance Management, Risk Analysis, Risk Assessment...

...Areas covered by this course: Product development Marketing and public relations Governance and legal compliance Regulation, licensing and risk... Learn about: Travel and Tourism, Regulation Financial, Travel Tourism...

... confidence and the integrity of financial markets. Market Abuse is a complex topic and firms are required to implement policies, procedures and processes to ensure that these requirements act as an effective deterrent against financial crime... Learn about: Finance Market, Financial Compliance, Market Abuse...

... organisations in achieving and maintaining financial stability. The MSc in Banking, Regulation and Financial Stability is designed for graduates of economics or finance who aspire to a career in banking. It will also appeal to recent graduates who are already working in financial services and wish to specialise... Learn about: Regulation Financial, Financial Training, Banking Regulation...

... skills and become a leader in managing today's financial market... Learn about: Portfolio Management, Hedge Fund, Risk Management...

...Will your interpretation of the new regulations stand up to scrutiny? Compared to existing UK GAAP, FRS 102 removes 90% of content. In some ways this is good, but it involves you exercising more professional judgment because there is less guidance to follow and more situations where... Learn about: Financial Report, Pension Funds, Regulation Law...

... confidence and reducing financial crime. The primary purpose of transaction reports is to detect and investigate suspected market abuse, insider trading and market manipulation. MiFIR Transaction Reporting widened the scope of financial instruments and extended reporting responsibilities to firms previously... Learn about: Regulation Financial, Financial Training, Financial Services...

.... But what about the role of the law in establishing a robust framework for the movement of capital and the operation of financial institutions? This course will give you a critical understanding of the organisations, institutions and ideas behind public international law in the regulation of financial... Learn about: IT Law, Human Rights, Financial Training...

...Introduction, Lesson 1: Combating Financial Crime Lesson 2: Risk Based AML Lesson 3: KYC and CDD for effective monitoring Lesson 4: Regulatory... Learn about: Risk Management, Anti-money Laundering, Regulation Financial...

... Regulation Compliance in Practice Managing the Risk of Money Laundering, Terrorist Financing and Proliferation Financing Financial Crime Prevention The conduct... Learn about: Financial Law, Regulation Law, Regulatory Compliance...

...and Resets Own funds constituents and the cover ratio Pillar Two – stress tests, governance... Learn about: Financial Services, Regulation Financial, Financial Risk...

...The main goal of IFRS is to maintain stability and transparency throughout the financial world. In this Introduction to IFRS course delegates will learn all about International Financial Reporting Standards and how particular types of transactions and other events should be reported... Learn about: Crystal Reports, Annual Report Writing, Banking Regulation...

..., and the various types of sanctions and who imposes them, as well as the serious consequences for financial institutions for non-compliance. What you will learn: - Explain types of sanctions and how they are used to change behaviour - Access and read lists of sanctions targets - Use controls to mitigate sanctions... Learn about: Regulation Financial, IT risk, Risk Assessment...

...This course is an one hour extract from our four hour course on Ethical Issues for Accountants from Financial Fluency... Learn about: Financial Law, Employment Ethics, Regulation Law...

...The FCA’s Code of Conduct Sourcebook sets out standards of conduct and apply to nearly all firms in the financial services industry. A much larger proportion of employees are subject to direct conduct regulation than ever before. For firms subject to the Senior Managers and Certification Regime... Learn about: Customer Relationship Management, Customer Care, Compliance Management...

... to Dodd-Frank. We will explore all the major features of the regulation and all the intended, and unintended consequences of this legislation for both buy-side and sell-side firms. Case studies and workshops will be applied to aid a more detailed understanding of the impact of the legislation... Learn about: Regulation Financial, Regulatory Compliance, Electronic Trading...

...areas of changes and considerations for firms as a result of MiFIR and MiFID II. Participants will be equipped to understand Market Structures... Learn about: Regulation Financial, Transaction reporting...