Regulation Financial Courses

...This course is an introduction to the economic theories of financial crises. It focuses on amplification mechanisms that exacerbate crises, such as leverage, fire sales, bank runs, interconnections, and complexity. It also analyzes the different perspectives on the origins of crises... Learn about: Financial Training, Regulation Financial, Sales Training...

...The advent of e-money licenses has been seized upon by a number of fast-growing Fintechs, who aim to disrupt existing retail and commercial financial service providers, and in particular banks, in the same way the internet has challenged many ‘bricks-and-mortar’ retailers. The ultimate Fintech may... Learn about: Financial Training, Regulation Financial, Financial Services...

... of a nationally recognised Skill Set as outlined in the Financial Services (FNS) training package, and aligns with a financial services professionals’ requirements under the Anti-Money Laundering and Counter-Terrorism Financing Act 2006. With significant challenges faced by financial services firms to monitor... Learn about: Financial Services, Anti-money Laundering, Regulation Financial...

...Suitable for: Directors and Senior Managers. Company Secretaries. Compliance Professionals. Risk Managers. Legal Advisers and Lawyers. In-House Corporate Counsel... Learn about: Risk Analysis, Compliance Management, Risk Assessment...

... quality customer service practices Interpret financial information Lead and manage people Manage finances within a budget Prepare and monitor budgets... Learn about: Regulation Financial, Travel and Tourism, Travel Tourism...

... confidence and the integrity of financial markets. Market Abuse is a complex topic and firms are required to implement policies, procedures and processes to ensure that these requirements act as an effective deterrent against financial crime... Learn about: Market Abuse, Finance Market, Financial Compliance...

... organisations in achieving and maintaining financial stability. The MSc in Banking, Regulation and Financial Stability is designed for graduates of economics or finance who aspire to a career in banking. It will also appeal to recent graduates who are already working in financial services and wish to specialise... Learn about: Banking Regulation, Regulation Financial, Financial Training...

... skills and become a leader in managing today's financial market... Learn about: Hedge Fund, Corporate Finance, Portfolio Management...

...Will your interpretation of the new regulations stand up to scrutiny? Compared to existing UK GAAP, FRS 102 removes 90% of content. In some ways this is good, but it involves you exercising more professional judgment because there is less guidance to follow and more situations where... Learn about: Cost benefit analysis, Financial Report, Finance Market...

... confidence and reducing financial crime. The primary purpose of transaction reports is to detect and investigate suspected market abuse, insider trading and market manipulation. MiFIR Transaction Reporting widened the scope of financial instruments and extended reporting responsibilities to firms previously... Learn about: Regulation Financial, Financial Crime, Finance Market...

.... But what about the role of the law in establishing a robust framework for the movement of capital and the operation of financial institutions? This course will give you a critical understanding of the organisations, institutions and ideas behind public international law in the regulation of financial... Learn about: Regulation Financial, Human Rights, IT Law...

...Introduction, Lesson 1: Combating Financial Crime Lesson 2: Risk Based AML Lesson 3: KYC and CDD for effective monitoring Lesson 4: Regulatory... Learn about: Financial Training, Finance Market, Anti-money Laundering...

... Regulation Compliance in Practice Managing the Risk of Money Laundering, Terrorist Financing and Proliferation Financing Financial Crime Prevention The conduct... Learn about: Regulation Law, Fraud Prevention, Financial Crime...

...and Resets Own funds constituents and the cover ratio Pillar Two – stress tests, governance... Learn about: Insurance brokers, Insurance Claim, Insurance Services...

...The main goal of IFRS is to maintain stability and transparency throughout the financial world. In this Introduction to IFRS course delegates will learn all about International Financial Reporting Standards and how particular types of transactions and other events should be reported... Learn about: Crystal Reports, International Financial Reporting Standards, Report Writing...

..., and the various types of sanctions and who imposes them, as well as the serious consequences for financial institutions for non-compliance. What you will learn: - Explain types of sanctions and how they are used to change behaviour - Access and read lists of sanctions targets - Use controls to mitigate sanctions... Learn about: Risk Assessment, IT risk, Financial Training...

...This course is an one hour extract from our four hour course on Ethical Issues for Accountants from Financial Fluency... Learn about: Regulatory Compliance, Financial Crime, Employment Ethics...

...The FCA’s Code of Conduct Sourcebook sets out standards of conduct and apply to nearly all firms in the financial services industry. A much larger proportion of employees are subject to direct conduct regulation than ever before. For firms subject to the Senior Managers and Certification Regime... Learn about: Regulation Financial, Customer Service Skills, Customer Retention...

... to Dodd-Frank. We will explore all the major features of the regulation and all the intended, and unintended consequences of this legislation for both buy-side and sell-side firms. Case studies and workshops will be applied to aid a more detailed understanding of the impact of the legislation... Learn about: Regulatory Compliance, Regulation Financial, Electronic Trading...

...areas of changes and considerations for firms as a result of MiFIR and MiFID II. Participants will be equipped to understand Market Structures... Learn about: Regulation Financial, Transaction reporting...