Regulatory courses

...The aim of this unit is to develop knowledge and skills in understanding of the process of carrying out the assurance engagement and its application in the context of the professional regulatory framework. The syllabus is divided into seven areas and includes: Audit framework and regulation...

...Credit Risk Models: The goal of this section is to review the key types and approaches of credit portfolio models... Learn about: Financial Services, Actionscript (Flash), Portfolio Management...

...): Constitutional and Administrative Law Land Law Professional Skills and Practice Regulatory Compliance in Singapore (Kaplan Singapore only) In order to complete... Learn about: Land Law, IT Law, Administrative Law...

..., clearing houses and exchanges in the securities and derivatives markets and to appreciate the impact of changing macro, competitive and regulatory issues... Learn about: Financing Services, Actionscript (Flash), Financial Training...

... they have the necessary skills and expertise required to carry out their CASS responsibilities or CASS oversight activities without supervision. This seminar will provide delegates with an overview of the regulatory requirements and assess what these requirements practically mean for firms... Learn about: Financial Compliance, Finance Market, Financial Training...

... To the evaluation of risks Although primarily designed for policy makers within firms, it will be of value to all who fall under the regulatory umbrella...

...The overall goal of this two-day course is to provide participants with a general overview of current financial regulation under the Basel Accords. We achieve this by a combination of theory and practice, including case studies from financial institutions, as well as reviewing the actual regulatory... Learn about: Banking and Finance, Actionscript (Flash), Corporate Banking...

...Learn to understand the international regulatory framework of financial reporting, be able to apply IASs and IFRSs to practical situations, train to prepare financial statements in accordance with IASs, IFRSs and pronouncements of the Standing Interpretation Committee, train to prepare group...

...Suitable for: This course is aimed at all staff (particularly new employees) in all workplaces, to help them identify and reduce the risks from fire in the workplace and conforms to the requirements of the Regulatory Reform (Fire Safety) Order...

...The theme is understanding and managing balance sheet dynamics as the bank reponds strategically to opportunities and threats in its business environment such as mergers/acquisitions and regulatory/accounting changes. Suitable for: ALM staff with at least two years experience of some aspect...

... workbook will ensure that any subsequent investigation will satisfy the board and any regulatory body that robust fraud response plan has been put in place... Learn about: Human Resources...

...Suitable for: The Certificate is the advisers' qualification of choice, created by the mortgage industry, for the mortgage industry. It is appropriate for all advisers who need to comply with the regulatory examination requirements that came into effect on 31 October 2004. It is also ideal...

... risk. The key differences between Solvency II and other regulatory regimes and an appreciation of how eligible capital and technical provisions... Learn about: Solvency II, Actionscript (Flash), Risk Management...

.... Understand in general terms the structure of the regulatory process. Determine the key environmental legislation, agreements and initiatives relating... Learn about: IT Management...

... requirements to consider. Regulatory interactions and toolkit: The aim of this section is to explore the regulatory bodies which are involved in the RRP process... Learn about: Financial Training...

...This course enables participants to structure and complete a full forecasting and valuation model of a real commercial bank. Economics of commercial banking. Modeling performance. Regulatory capital overview. Bank valuation: discounted cash...

... for: All levels of staff who are involved in documentation as a daily activity in the pharmaceutical and related industries in the following areas: Quality Assurance. Documentation and Technical Writing. Quality Control Laboratory. Regulatory Affairs. Qualified persons. Analytical Laboratory. Project Management...

..., Accountants and Analysts, Investment Bankers, Regulatory and Compliance Personnel... Learn about: Asset and Liability Management, Balance Sheet...

... be Facebook’s proposed Libra global cryptocurrency. However, there are several key regulatory obstacles, such as data protection and AML. The collapse of one of the pre-eminent European Fintechs, Wirecard, has further highlighted the risks and regulatory issues. This course explains which areas of business... Learn about: Regulation Financial, Bank Compliance, Financial Training...

...Participants learn how insurance companies work, both life and non-life companies, in order to construct financial models of forecasted performance and valuation. Topics include insurance accounting, regulatory impact, modeling loss payout, and determining the "sum of parts" valuation...