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Regulation and Compliance Training London
- Training
- Carshalton
- Different dates available
...or those working in the Electrical Industry who must now have this qualification. Additionally, it is required if your existing 16th Edition (2381)... Learn about: 17th Edition...
- Training
- London
- Intermediate
- Different dates available
- 1 Day
...The 5/10/40 rule (c) Government and Public securities (d) Covered Bond Provisons 4. Index Tracking UCITS Funds 5. UCITS – investment into Cash & Deposits... Learn about: Regulatory Compliance, Investment Management...
- Training
- City Of London
- 1 Day
...Rules in the last few years. Course Content: Changes to the Prospectus Rules The Amending Directive Changes in thresholds and exemptions Offers outside... Learn about: Prospectus rules, Fca requirements...
- Training
- Carshalton
- Different dates available
...Part 4 – Protection for safety Part 5 – Selection and Erection of EquipmentPart 6 – Inspection and Testing Part 7 – Special Installations or Locations... Learn about: 17th Edition...
- Training
- London
- Intermediate
- Different dates available
- 2 Days
...This course will be of value to anyone who wishes to improve or refresh their knowledge of the fundamentals of the CIS market and regulation in the... Learn about: Investment Management, Regulatory Compliance...
- Training
- Blended in London
- Intermediate
- Different dates available
- 1 Day
...limit rules The need to “look-through” derivatives Exceptions for derivatives on financial indices Calculations for the commitment approach for different... Learn about: Investment Management, Risk Management, Regulatory Compliance...
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