29

Regulation and Compliance training

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EMAGISTER CUM LAUDE
International Compliance Training
ICA Advanced Certificate in Compliance - Online training
4.0 23 opinions
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 3 Months

...Compliance employees Employees who have recently been given or aspire to be given compliance responsibilities Those employees with management responsibility... Learn about: Regulatory Framework, Fraud Prevention, Anti-money Laundering... More


£1,675
+ VAT
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EMAGISTER CUM LAUDE
International Compliance Training
ICA Advanced Certificate in Legal Compliance - Blended training
4.5 12 opinions
International Compliance Training
  • Training
  • Blended
  • Different dates available
  • 6 Months

...on the ever increasing need within law firms to comply with requisite regulation and best practice and to ensure that their staff receive appropriate training... Learn about: Regulatory Compliance, Financial Training, Solicitors Regulation Authority... More


£1,675
+ VAT
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EMAGISTER CUM LAUDE
International Compliance Training
ICA Professional Postgraduate Diploma in Governance, Risk & Compliance - Blended training
4.8 3 opinions
International Compliance Training
  • Training
  • Blended
  • Different dates available
  • 12 Months

...your personal leadership ambitions Develop new ideas, explore cutting-edge best practice and gain a global perspective Achieve 'Certified Professional'... Learn about: Corporate Governance, Risk Management, Payment policies... More


£6,950
+ VAT
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EMAGISTER CUM LAUDE
International Compliance Training
ICA International Diploma in Governance, Risk and Compliance - Blended training
3.8 3 opinions
International Compliance Training
  • Training
  • Blended
  • Different dates available
  • 9 Months

...with responsibility for internal compliance controls Risk Managers Internal Audit Staff Regulatory Representatives Individuals who completed the ICA Advanced... Learn about: Corporate Governance, Performance Management, GRC System... More


£3,350
+ VAT
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  • Training
  • London

...to enhance products and services - Regulatory & compliance staff seeking an update in order to realign current thinking and strategy - Operations staff... Learn about: Electronic Finance, Anti-money Laundering, Financial Law... More


£345
+ VAT
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  • Training
  • Carshalton
  • Different dates available

...Plan and scope, parts 1 - 7 plus appendices Why Carshalton College? We offer: A wide range of courses. Excellent success rate overall of... Learn about: 17th Edition... More


Price on request
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  • Training
  • Nigeria (Nigeria)
  • 5 Days

...to work with the international standards. Also those who have work experience or professional experience of using local accounting standards and need to work with the... Learn about: Regulation Financial, Regulation Law, Regulatory Compliance... More


£1,300
VAT exempt
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Asset Finance Law - Inhouse training
Mulhall & Willingham Limited
  • Training
  • Inhouse
  • 1 Day

...Lease documents for both small and middle ticket deals a review of typical clauses Getting it wrong – the consequences Complying with the current tax regime Security Undertanding... Learn about: Financial Law... More


£350
+ VAT
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  • Training
  • London
  • Intermediate
  • Different dates available

...characteristics and constraints of different types of CIS, including UCITS, NURS, QIS, Property funds covered by COLL and the wider fund types now covered... Learn about: Investment Management, Regulatory Compliance... More


£750
+ VAT
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  • Training
  • Singapore
    and 2 other venues
  • Beginner
  • 2 Days

...but these two stand out because of their size and linkage to the present financial crisis. How would YOU fare if your bank or organization was faced with a fraud?... Learn about: Fraud Risk Management, Operational Risk... More


£ 2001-3000
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  • Training
  • London
  • 1 Day

...This course, will be tutored by industry professionals, aim to provide delegates with clearer insight into the ongoing regulatory proposals for the... Learn about: Basel II... More


£1,249
+ VAT
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  • Training
  • Amsterdam (Netherlands)
  • Advanced
  • Different dates available

...to Fraud Investigation Fraud Fraud Prevention and Deterrence Are you interested in taking your career to the next level by earning the standard of professional... Learn about: Fraud Prevention, Fraudulent Financial Transaction, Investigation Fraud... More


£3,509
+ VAT
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EMAGISTER CUM LAUDE
International Compliance Training
ICA Certificate in Combating the Financing of Terrorism - Online training
4.1 7 opinions
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 3 Months

...relation to the financing of terrorism; how organisations can identify terrorist financing risks; the relationship between money laundering and terrorist financing... Learn about: Risk Management, Regulatory Compliance, Finance strategy... More


£595
+ VAT
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  • Training
  • Carshalton
  • Different dates available

...to face to face classroom training; Accessed via the internet from your home or workplace Flexible delivery available at a time and a place to suit... Learn about: 17th Edition... More


Price on request
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  • Training
  • London
  • Intermediate
  • Different dates available

...to those involved in enterprise data management, risk, investment compliance and regulatory roles within asset management companies, third party administrators... Learn about: Investment Management, Regulatory Compliance... More


£400
+ VAT
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  • Training
  • Colchester
  • 1 Day

...compulsory termination and sales agency New document additions Vendor and vendor support agreements Agency agreements Split risk guarantees... Learn about: Financial Law... More


Price on request
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  • Training
  • Hong Kong
    and 2 other venues
    ((Indicate))
  • 2 Days

...firms * Financial institution units' staff This training course cuts through the maze of provisions contained in the new Basel II Accord to extract... Learn about: Basel II... More


£1,487
VAT inc.
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EMAGISTER CUM LAUDE
International Compliance Training
ICA Certificate in Managing Sanctions Risk - Online training
4.0 2 opinions
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 3 Months

...with an opportunity to explore the frameworks and drivers of sanctions, the risks that sanctions present to firms and the controls implemented to address those risks... Learn about: Risk Management, Managing Sanctions Risk, Financial Crime... More


£595
+ VAT
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  • Training
  • London
  • Intermediate
  • Different dates available

...Lawyers and Trustees 1. Introduction - Types of Rules relevant to funds (a) Regulatory - UCITS, NURS etc (b) Major Shareholding, Takeover Limits... Learn about: Regulatory Compliance, Investment Management... More


£400
+ VAT
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Law and Documentation - Inhouse training
Mulhall & Willingham Limited
  • Training
  • Inhouse in Colchester
  • 1 Day

...compulsory termination and sales agency New document additions Vendor and vendor support agreements Agency agreements Split risk guarantees... Learn about: Financial Law... More


£350
+ VAT
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  • Training
  • Singapore ((Indicate))
  • Advanced
  • 2 Days

...than the IFRS Workshop course. The more niche areas of insurance contracts, agriculture and mining will be covered as well as the more important IFRICs and... Learn about: Accounting Standards... More


£ 1001-2000
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EMAGISTER CUM LAUDE
International Compliance Training
ICA International Advanced Certificate in Anti Money Laundering - Online training
4.4 5 opinions
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 6 Months

...Manchester Business School, the University of Manchester. In the UK, it is also endorsed by the British Bankers’ Association. New/recently appointed MLROs... Learn about: Regulatory Compliance, Investment evaluation, Financial Crime... More


£1,675
+ VAT
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  • Training
  • Blended in London
  • Intermediate
  • Different dates available

...• UCITS and AIFMD liquidity monitoring • UCITS and AIFMD Risk Management Process requirements • AIFMD Annex 4 Reporting requirements The training course will follow an interactive... Learn about: Regulatory Compliance, Investment Management, Risk Management... More


£400
+ VAT
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