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Regulation and Compliance

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Regulation and Compliance training

(30)
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  • Regulation and Compliance
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  • All 197
  • Courses and Training 187
  • Further Education 7
  • Primary and Secondary Education 2
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Related courses

  • Distance learning Regulation and Compliance training
  • Anti-money Laundering training
  • Bank Compliance training
  • Regulations training
  • IFRS training

Asset Finance Law - Inhouse training

Mulhall & Willingham Limited
  • Training
  • Inhouse
  • 1 Day

...Lease documents for both small and middle ticket deals a review of typical clauses Getting it wrong – the consequences Complying with the current tax regime Security Undertanding...

£ 350 + VAT

17th Edition Wiring Regulations - City & Guilds 2382-15 training in Carshalton

Carshalton College
  • Training
  • Carshalton
  • Different dates available

...Plan and scope, parts 1 - 7 plus appendices Why Carshalton College? We offer: A wide range of courses. Excellent success rate overall of... Learn about: 17th Edition...

Price on request

UCITS Investment and Borrowing Rules training in London

Funds-Axis
  • Training
  • London
  • Intermediate
  • Different dates available

...Lawyers and Trustees 1. Introduction - Types of Rules relevant to funds (a) Regulatory - UCITS, NURS etc (b) Major Shareholding, Takeover Limits... Learn about: Investment Management, Regulatory Compliance...

£ 400 + VAT

Risk Management & Basel II training in Singapore

Ethan Hathaway
  • Training
  • Singapore ((Indicate))
    and
    2 other venues
    • Dubai, Uae, Hong Kong
  • 2 Days

...firms * Financial institution units' staff This training course cuts through the maze of provisions contained in the new Basel II Accord to extract...

£ 1,477 VAT inc.

ICA Advanced Certificate in Compliance - Online training

4.0
23 reviews
  • The Advanced Certificate in Compliance is an precise and succinct course. The content is effectively open and applicable. The mentor, Rod Kettle is involving and supportive both on the workshops and web based solutions. I would not waver to prescribe this course to those searching for a point by point diagram and comprehension of the Compliance world all in all before having some expertise in a specific range.
    ← | →
  • I had an astonishing involvement being enlisted for the Advanced Compliance Certificate. The instructional methodology was pleasant and intuitive and support was constantly avaliable through email with quick reactions. I would prescribe this course to any individual who has begun off in the compliance field and needs to take in more.
    ← | →
  • My involvement with ICT was great they are instant with data and whatever help I required amid my learning journey. I wish I could do my Bsc in Management with compliance online with them. I would prescribe ICT to any individual who needs to learn. Thumbs up ICT.
    ← | →
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 3 Months

...Compliance employees Employees who have recently been given or aspire to be given compliance responsibilities Those employees with management responsibility... Learn about: Regulation Law, Fraud Prevention, Regulation Financial...

£ 1,675 + VAT

...Compliance employees Employees who have recently been given or aspire to be given compliance responsibilities Those employees with management responsibility... Learn about: Regulation Law, Fraud Prevention, Regulation Financial...

  • The Advanced Certificate in Compliance is an precise and succinct course. The content is effectively open and applicable. The mentor, Rod Kettle is involving and supportive both on the workshops and web based solutions. I would not waver to prescribe this course to those searching for a point by point diagram and comprehension of the Compliance world all in all before having some expertise in a specific range.
    ← | → see all
  • I had an astonishing involvement being enlisted for the Advanced Compliance Certificate. The instructional methodology was pleasant and intuitive and support was constantly avaliable through email with quick reactions. I would prescribe this course to any individual who has begun off in the compliance field and needs to take in more.
    ← | → see all
  • My involvement with ICT was great they are instant with data and whatever help I required amid my learning journey. I wish I could do my Bsc in Management with compliance online with them. I would prescribe ICT to any individual who needs to learn. Thumbs up ICT.
    ← | → see all

17th Edition Wiring Regulations Online Course - City & Guilds 2382-15 in Carshalton

Carshalton College
  • Training
  • Carshalton
  • Different dates available

...to face to face classroom training; Accessed via the internet from your home or workplace Flexible delivery available at a time and a place to suit... Learn about: 17th Edition...

Price on request

Overview of COLL and Fund Sourcebooks training in London

Funds-Axis
  • Training
  • London
  • Intermediate
  • Different dates available

...characteristics and constraints of different types of CIS, including UCITS, NURS, QIS, Property funds covered by COLL and the wider fund types now covered... Learn about: Investment Management, Regulatory Compliance...

£ 750 + VAT

IFRS Update training in Singapore

Ethan Hathaway
  • Training
  • Singapore ((Indicate))
  • Advanced
  • 2 Days

...than the IFRS Workshop course. The more niche areas of insurance contracts, agriculture and mining will be covered as well as the more important IFRICs and... Learn about: Accounting Standards...

£ 1001-2000

ICA Advanced Certificate in Legal Compliance - Blended training

4.5
12 reviews
  • Great – I would recommend this company to everyone. They are really easy and helpful to deal with, with any sort of issue, be it simple or complex.
    ← | →
  • The teacher had loads of experience and knowledge on the course content, and gave very good advice and tips for the assessment.
    ← | →
  • Entertaining course with very good teachers.
    ← | →
International Compliance Training
  • Training
  • Blended
  • Different dates available
  • 6 Months

...on the ever increasing need within law firms to comply with requisite regulation and best practice and to ensure that their staff receive appropriate training... Learn about: Legal Services Board, Financial Training, Regulatory Compliance...

£ 1,675 + VAT

...on the ever increasing need within law firms to comply with requisite regulation and best practice and to ensure that their staff receive appropriate training... Learn about: Legal Services Board, Financial Training, Regulatory Compliance...

  • Great – I would recommend this company to everyone. They are really easy and helpful to deal with, with any sort of issue, be it simple or complex.
    ← | → see all
  • The teacher had loads of experience and knowledge on the course content, and gave very good advice and tips for the assessment.
    ← | → see all
  • Entertaining course with very good teachers.
    ← | → see all

Practical Aspects of the Compliance Function - Online training

EIMF - European Institute of Management and Finance
  • Training
  • Online
  • 5h

...Also relevant for legal professionals that want to offer regulatory compliance support to clients, and managers from consultancy and financial services firms... Learn about: Banking Financial Services, Financial Sector, Financial Institution...

£ 81 VAT exempt

UCITS IV and AIFMD Derivatives and Risk Management training in London

Funds-Axis
  • Training
  • Blended in London
  • Intermediate
  • Different dates available

...• UCITS and AIFMD liquidity monitoring • UCITS and AIFMD Risk Management Process requirements • AIFMD Annex 4 Reporting requirements The training course will follow an interactive... Learn about: Investment Management, Risk Management, Regulatory Compliance...

£ 400 + VAT

Risk Management - Focus on Fraud training in Singapore

Ethan Hathaway
  • Training
  • Singapore
    and
    2 other venues
    • , Tsim Sha Tsui
  • Beginner
  • 2 Days

...but these two stand out because of their size and linkage to the present financial crisis. How would YOU fare if your bank or organization was faced with a fraud?... Learn about: Operational Risk, Fraud Risk Management...

£ 2001-3000

ICA International Advanced Certificate in Anti Money Laundering - Online training

4.4
5 reviews
  • Convincing review of a subject that can otherwise be quite rather complex. Definitely a valuable course.
    ← | →
  • The course is great, engaging and provides a thorough examination of the subject. ICT was very supportive all throughout and in all aspects (our concerns, techniques for studying, what they expected from the assignement, etc.
    ← | →
  • Thanks a lot! It was an fantastic experience!
    ← | →
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 6 Months

...Manchester Business School, the University of Manchester. In the UK, it is also endorsed by the British Bankers’ Association. New/recently appointed MLROs... Learn about: Money laundering, Financial Crime, Regulatory Compliance...

£ 1,675 + VAT

...Manchester Business School, the University of Manchester. In the UK, it is also endorsed by the British Bankers’ Association. New/recently appointed MLROs... Learn about: Money laundering, Financial Crime, Regulatory Compliance...

  • Convincing review of a subject that can otherwise be quite rather complex. Definitely a valuable course.
    ← | → see all
  • The course is great, engaging and provides a thorough examination of the subject. ICT was very supportive all throughout and in all aspects (our concerns, techniques for studying, what they expected from the assignement, etc.
    ← | → see all
  • Thanks a lot! It was an fantastic experience!
    ← | → see all

The Prospectus Rules: Update training in City Of London

Redcliffe Training Associates
  • Training
  • City Of London
  • 1 Day

...and reduce the administrative burden for issuers and their advisers, exempting certain share issues from prospectuses and shortening prospectuses for others... Learn about: Prospectus rules, Fca requirements...

£ 350 + VAT

Anti-Bribery and Anti-Corruption - Online training

EIMF - European Institute of Management and Finance
  • Training
  • Online
  • 5h

...EIMF's Learning and Development Advisers get in touch with the prospective customer within 24 working hours. This Course will analyse what Corruption and Bribery... Learn about: Bank Compliance, Bribery Statistics, Financial Training...

£ 78 VAT exempt
Save 60%

Noise Awareness - Online training

Edify Training
  • Training
  • Online
  • Intermediate
  • Different dates available

...will show you how dangerous noise can be in the workplace, and the main safety issues you should be aware of. It will take you through some of the simple science... Learn about: IT risk, Health Risks, Action Plans...

£ 10 + VAT

ICA Certificate in Managing Sanctions Risk - Online training

4.0
2 reviews
  • The website was nice and very user-friendly. The content was balanced and appropriate for the qualification, which is well regarded within the industry.
    ← | →
  • Training material was good quality. It has enhanced my knowledge on sanction.
    ← | →
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 3 Months

...with an opportunity to explore the frameworks and drivers of sanctions, the risks that sanctions present to firms and the controls implemented to address those risks... Learn about: Regulation Law, Financial Crime, Regulatory Compliance...

£ 595 + VAT

...with an opportunity to explore the frameworks and drivers of sanctions, the risks that sanctions present to firms and the controls implemented to address those risks... Learn about: Regulation Law, Financial Crime, Regulatory Compliance...

  • The website was nice and very user-friendly. The content was balanced and appropriate for the qualification, which is well regarded within the industry.
    ← | → see all
  • Training material was good quality. It has enhanced my knowledge on sanction.
    ← | → see all

IFRS Accounting for Investments - Inhouse training

Redcliffe Training Associates
  • Training
  • Inhouse
  • Different dates available
  • 2 Days

...Training Methodology: This intensive programme is strongly focused on the application of the relevant provisions of IFRS to a wide variety of real-life situations... Learn about: Equity Interests, Hedge accounting, Balance Sheet...

£ 3001-4000

General Data Protection Regulation (GDPR) – Fundamental Training - Online

EIMF - European Institute of Management and Finance
  • Training
  • Online
  • 2h

...Once you’ve completed this course, you’ll have a knowledge of: Why the new data protection law is being introduced, The key differences between the current... Learn about: Data Protection Trainig, GDPR Fundamentals, Data warehousing...

£ 51 VAT exempt

Certified Fraud Examiner (CFE) training in Amsterdam

IMF Academy
  • Training
  • Amsterdam (Netherlands)
  • Advanced
  • 5 Days

...Investigation Fraud - Fraud Prevention and Deterrence Are you interested in taking your career to the next level by earning the gold standard of professional... Learn about: Legal aspects related to Fraud, Fraud Prevention and Deterrence, Certified Fraud Examiner...

£ 3,730 + VAT
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  • Distance learning Regulation and Compliance training
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