26

Regulation and Compliance training

Sort by
  • All
  • Close to
  • Online
  • Abroad
YOUR CURRENT SELECTION
  • Regulation and Compliance
COURSE TYPE
  • All 166
  • Course 111
  • Training 26
  • Short course 19
  • Further Education 9
PRICE
  • £7,000
  • £4,000
  • £3,000
  • £2,000
  • £1,000
  • £500 or less
SUBJECT AREA
STARTING
  • In 30 days 21
  • In 3 months 21
  • In 6 months 21
  • In 9 months 21
  • In 1 year 21
  • In over a year 21
DURATION
  • Hours 4
  • Days 6
  • Weeks 0
  • 3 months 7
  • 6 months 4
  • 9 months 2
  • Year(s) 1
LEVEL
  • All levels 7
  • Beginner 1
  • Intermediate 3
  • Advanced 3
CHARACTERISTICS
  • Intensive 1
WHERE TO STUDY
Country
Area/Region
METHODOLOGY
  • Training
  • Carshalton
  • Different dates available

...Plan and scope, parts 1 - 7 plus appendices Why Carshalton College? We offer: A wide range of courses. Excellent success rate overall of... Learn about: 17th Edition... More


Price on request
Add to comparator
Asset Finance Law - Inhouse training
Mulhall & Willingham Limited
  • Training
  • Inhouse
  • 1 Day

...Lease documents for both small and middle ticket deals a review of typical clauses Getting it wrong – the consequences Complying with the current tax regime Security Undertanding... Learn about: Financial Law... More


£350
+ VAT
Add to comparator
  • Training
  • Singapore
    and 2 other venues
    ((Indicate))
  • 2 Days

...firms * Financial institution units' staff This training course cuts through the maze of provisions contained in the new Basel II Accord to extract... Learn about: Basel II... More


£1,510
VAT inc.
Add to comparator
  • Training
  • London
  • Intermediate
  • Different dates available

...characteristics and constraints of different types of CIS, including UCITS, NURS, QIS, Property funds covered by COLL and the wider fund types now covered... Learn about: Investment Management, Regulatory Compliance... More


£750
+ VAT
Add to comparator
  • Training
  • Amsterdam (Netherlands)
  • Advanced
  • Different dates available

...to Fraud Investigation Fraud Fraud Prevention and Deterrence Are you interested in taking your career to the next level by earning the standard of professional... Learn about: Fraud Scheme, Fraud Prevention, Legal aspects related to Fraud... More


£3,486
+ VAT
Add to comparator
  • Training
  • Carshalton
  • Different dates available

...to face to face classroom training; Accessed via the internet from your home or workplace Flexible delivery available at a time and a place to suit... Learn about: 17th Edition... More


Price on request
Add to comparator
  • Training
  • London
  • Intermediate
  • Different dates available

...Lawyers and Trustees 1. Introduction - Types of Rules relevant to funds (a) Regulatory - UCITS, NURS etc (b) Major Shareholding, Takeover Limits... Learn about: Investment Management, Regulatory Compliance... More


£400
+ VAT
Add to comparator
  • Training
  • Singapore ((Indicate))
  • Advanced
  • 2 Days

...than the IFRS Workshop course. The more niche areas of insurance contracts, agriculture and mining will be covered as well as the more important IFRICs and... Learn about: Accounting Standards... More


£ 1001-2000
Add to comparator
  • Training
  • Blended in London
  • Intermediate
  • Different dates available

...• UCITS and AIFMD liquidity monitoring • UCITS and AIFMD Risk Management Process requirements • AIFMD Annex 4 Reporting requirements The training course will follow an interactive... Learn about: Regulatory Compliance, Risk Management, Investment Management... More


£400
+ VAT
Add to comparator
  • Training
  • Malaysia
    and 2 other venues
  • Beginner
  • 2 Days

...but these two stand out because of their size and linkage to the present financial crisis. How would YOU fare if your bank or organization was faced with a fraud?... Learn about: Operational Risk, Fraud Risk Management... More


£ 2001-3000
Add to comparator
ICA Advanced Certificate in Compliance - Online training
4.0 fantastic 23 opinions
International Compliance Training
  • Training
  • Online
  • 3 Months

...Compliance employees Employees who have recently been given or aspire to be given compliance responsibilities Those employees with management responsibility... Learn about: Regulatory Framework, Regulation Financial, Financial Crime... More


£1,675
+ VAT
Add to comparator
ICA Advanced Certificate in Legal Compliance - Blended training
4.5 fantastic 12 opinions
International Compliance Training
  • Training
  • Blended
  • 6 Months

...on the ever increasing need within law firms to comply with requisite regulation and best practice and to ensure that their staff receive appropriate training... Learn about: Legal Services Board, Solicitors Regulation Authority, Regulatory Compliance... More


£1,675
+ VAT
Add to comparator
ICA Professional Postgraduate Diploma in Governance, Risk & Compliance - Blended training
4.8 excellent 3 opinions
International Compliance Training
  • Training
  • Blended
  • 12 Months

...your personal leadership ambitions Develop new ideas, explore cutting-edge best practice and gain a global perspective Achieve 'Certified Professional'... Learn about: Payment policies, Team Dynamics, Risk Management... More


£6,950
+ VAT
Add to comparator
ICA International Diploma in Governance, Risk and Compliance - Blended training
3.8 fantastic 3 opinions
International Compliance Training
  • Training
  • Blended
  • 9 Months

...with responsibility for internal compliance controls Risk Managers Internal Audit Staff Regulatory Representatives Individuals who completed the ICA Advanced... Learn about: Risk Complaince, Performance Management, Corporate Governance... More


£3,350
+ VAT
Add to comparator
ICA Advanced Certificate in Managing Fraud - Blended training
4.3 fantastic 13 opinions
International Compliance Training
  • Training
  • Blended
  • Advanced
  • 6 Months

...The course also explores international fraud management best practice and anti-fraud frameworks. This qualification is awarded in association with Alliance... Learn about: Fraud Prevention, Fraud Management, Commercial Law... More


£1,675
+ VAT
Add to comparator
ICA Certificate in Combating the Financing of Terrorism - Online training
4.1 fantastic 7 opinions
International Compliance Training
  • Training
  • Online
  • 3 Months

...relation to the financing of terrorism; how organisations can identify terrorist financing risks; the relationship between money laundering and terrorist financing... Learn about: Risk Management, Regulatory Framework, Red Flag Indicators... More


£595
+ VAT
Add to comparator
ICA Certificate in Managing Sanctions Risk - Online training
4.0 2 opinions
International Compliance Training
  • Training
  • Online
  • 3 Months

...with an opportunity to explore the frameworks and drivers of sanctions, the risks that sanctions present to firms and the controls implemented to address those risks... Learn about: Regulation Law, Financial Management, Regulatory Compliance... More


£595
+ VAT
Add to comparator
ICA International Advanced Certificate in Anti Money Laundering - Online training
4.4 fantastic 5 opinions
International Compliance Training
  • Training
  • Online
  • 6 Months

...Manchester Business School, the University of Manchester. In the UK, it is also endorsed by the British Bankers’ Association. New/recently appointed MLROs... Learn about: Investment evaluation, Money laundering, Financial strategy... More


£1,675
+ VAT
Add to comparator
ICA Certificate in Money Laundering Risk in Correspondent Banking - Online training
5.0 2 opinions
International Compliance Training
  • Training
  • Online
  • 3 Months

...you with an opportunity to understand the fundamentals of correspondent banking. You will look at the inherent money laundering risks and develop skills... Learn about: Financial Training, Banking and Finance, Correspondent Banking... More


£595
+ VAT
Add to comparator
ICA International Diploma in Financial Crime Prevention - Blended training
4.5 excellent 5 opinions
International Compliance Training
  • Training
  • Blended
  • 9 Months

...they are also endorsed by the British Bankers’ Association. Fraud Prevention and Investigation Officers, Managers and Deputies MLROs and Deputies Managers... Learn about: Financial Crime, Fraud Management, Fraud Prevention... More


£3,350
+ VAT
Add to comparator