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Regulation and Compliance training

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  • Regulation and Compliance
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  • Intensive 1
WHERE TO STUDY
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Save 60%
  • Training
  • Online
  • Intermediate
  • Different dates available

...will show you how dangerous noise can be in the workplace, and the main safety issues you should be aware of. It will take you through some of the simple science... Learn about: IT risk, Health Risks, Action Plans... More

Special Emagister price

£25 £10
+ VAT
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  • Training
  • London
  • Intermediate
  • Different dates available

...characteristics and constraints of different types of CIS, including UCITS, NURS, QIS, Property funds covered by COLL and the wider fund types now covered... Learn about: Investment Management, Regulatory Compliance... More


£750
+ VAT
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Asset Finance Law - Inhouse training
Mulhall & Willingham Limited
  • Training
  • Inhouse
  • 1 Day

...Lease documents for both small and middle ticket deals a review of typical clauses Getting it wrong – the consequences Complying with the current tax regime Security Undertanding... Learn about: Financial Law... More


£350
+ VAT
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  • Training
  • Singapore ((Indicate))
  • Advanced
  • 2 Days

...than the IFRS Workshop course. The more niche areas of insurance contracts, agriculture and mining will be covered as well as the more important IFRICs and... Learn about: Accounting Standards... More


£ 1001-2000
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  • Training
  • Carshalton
  • Different dates available

...Plan and scope, parts 1 - 7 plus appendices Why Carshalton College? We offer: A wide range of courses. Excellent success rate overall of... Learn about: 17th Edition... More


Price on request
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ICA Advanced Certificate in Compliance - Online training
4.0 fantastic 23 opinions
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 3 Months

...Compliance employees Employees who have recently been given or aspire to be given compliance responsibilities Those employees with management responsibility... Learn about: Financial Law, Regulatory Framework, Anti-money Laundering... More


£1,675
+ VAT
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Practical Aspects of the Compliance Function - Online training
EIMF - European Institute of Management and Finance
  • Training
  • Online

...Also relevant for legal professionals that want to offer regulatory compliance support to clients, and managers from consultancy and financial services firms... Learn about: Compliance Function, Financial Institution, Financial Training... More


£83
VAT exempt
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  • Training
  • City Of London
  • 3h - 1 Day

...and reduce the administrative burden for issuers and their advisers, exempting certain share issues from prospectuses and shortening prospectuses for others... Learn about: Compliance Management, Regulation Law, Fca requirements... More


£350
+ VAT
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  • Training
  • Amsterdam
    and another venue.
  • Advanced
  • 08 Jun 2020

...to Fraud Investigation Fraud Fraud Prevention and Deterrence Are you interested in taking your career to the next level by earning the standard of professional... Learn about: Legal aspects related to Fraud, Financial Transactions and Fraud Schemes, Financial Training... More


£3,835
+ VAT
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  • Training
  • Blended in London
  • Intermediate
  • Different dates available

...• UCITS and AIFMD liquidity monitoring • UCITS and AIFMD Risk Management Process requirements • AIFMD Annex 4 Reporting requirements The training course will follow an interactive... Learn about: Regulatory Compliance, Risk Management, Investment Management... More


£400
+ VAT
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  • Training
  • Malaysia
    and 2 other venues
  • Beginner
  • 2 Days

...but these two stand out because of their size and linkage to the present financial crisis. How would YOU fare if your bank or organization was faced with a fraud?... Learn about: Fraud Risk Management, Operational Risk... More


£ 2001-3000
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  • Training
  • Carshalton
  • Different dates available

...to face to face classroom training; Accessed via the internet from your home or workplace Flexible delivery available at a time and a place to suit... Learn about: 17th Edition... More


Price on request
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ICA Advanced Certificate in Legal Compliance - Blended training
4.5 fantastic 12 opinions
International Compliance Training
  • Training
  • Blended
  • Different dates available
  • 6 Months

...on the ever increasing need within law firms to comply with requisite regulation and best practice and to ensure that their staff receive appropriate training... Learn about: Regulatory Compliance, Legal Services Board, Solicitors Regulation Authority... More


£1,675
+ VAT
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General Data Protection Regulation (GDPR) – Fundamental Training - Online
EIMF - European Institute of Management and Finance
  • Training
  • Online

...Once you’ve completed this course, you’ll have a knowledge of: Why the new data protection law is being introduced, The key differences between the current... Learn about: Data Collection, Data Management, Data warehousing... More


£52
VAT exempt
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  • Training
  • Inhouse
  • Different dates available
  • 2 Days

...Training Methodology: This intensive programme is strongly focused on the application of the relevant provisions of IFRS to a wide variety of real-life situations... Learn about: Market Multiples, Embedded Derivatives, Balance Sheet... More


£ 3001-4000
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  • Training
  • London
  • Intermediate
  • Different dates available

...Lawyers and Trustees 1. Introduction - Types of Rules relevant to funds (a) Regulatory - UCITS, NURS etc (b) Major Shareholding, Takeover Limits... Learn about: Regulatory Compliance, Investment Management... More


£400
+ VAT
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  • Training
  • Singapore
    and 2 other venues
    ((Indicate))
  • 2 Days

...firms * Financial institution units' staff This training course cuts through the maze of provisions contained in the new Basel II Accord to extract... Learn about: Basel II... More


£1,629
VAT inc.
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ICA Professional Postgraduate Diploma in Governance, Risk & Compliance - Blended training
4.8 excellent 3 opinions
International Compliance Training
  • Training
  • Blended
  • Different dates available
  • 12 Months

...your personal leadership ambitions Develop new ideas, explore cutting-edge best practice and gain a global perspective Achieve 'Certified Professional'... Learn about: Risk Management, Team Dynamics, Payment policies... More


£6,950
+ VAT
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Anti-Bribery and Anti-Corruption - Online training
EIMF - European Institute of Management and Finance
  • Training
  • Online

...EIMF's Learning and Development Advisers get in touch with the prospective customer within 24 working hours. This Course will analyse what Corruption and Bribery... Learn about: Bank Compliance, Financial Accounting, Financial Management... More


£81
VAT exempt
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ICA International Diploma in Governance, Risk and Compliance - Blended training
3.8 fantastic 3 opinions
International Compliance Training
  • Training
  • Blended
  • Different dates available
  • 9 Months

...with responsibility for internal compliance controls Risk Managers Internal Audit Staff Regulatory Representatives Individuals who completed the ICA Advanced... Learn about: Performance Management, Corporate Governance, GRC System... More


£3,350
+ VAT
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ICA Certificate in Combating the Financing of Terrorism - Online training
4.1 fantastic 7 opinions
International Compliance Training
  • Training
  • Online
  • Different dates available
  • 3 Months

...relation to the financing of terrorism; how organisations can identify terrorist financing risks; the relationship between money laundering and terrorist financing... Learn about: Risk Management, Financial Indicators, Legislative Framework... More


£595
+ VAT
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