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Classroom-based Regulation and Compliance Training
- Training
- London
- Intermediate
- Different dates available
...The UK regulatory regime for Collective Investment Schemes is contained in the FCA’s COLL sourcebook and now also in the FUND sourcebook. This focused 2 day course will equip delegates with a sound grasp of the fundamentals of CIS regulation and a practical understanding of how the rules apply... Learn about: Regulatory Compliance, Investment Management...
- Training
- Malaysiaand2 other venues
- Singapore, Tsim Sha Tsui
- Beginner
- 2 Days
...with the complexities of organizational risk management function on a daily basis. Course review: FRAUD figures high on the list of Operational Risks that face all Banks... Learn about: Operational Risk, Fraud Risk Management...
- Training
- Carshalton
- Different dates available
...The course provides you with the latest information on the Wiring Regulations enabling you to comply with your legal responsibilities. It is aimed at Electricians or those working in the Electrical Industry who must now have this qualification. Additionally, it is required if your existing... Learn about: 17th Edition...
- Training
- City Of London
- 1 Day
...Course Overview: In 2012, the FCA made the most significant changes to the Prospectus Rules since the introduction of the regulations in 2005. These... Learn about: Fca requirements, Prospectus rules...
- Training
- Amsterdam (Netherlands)
- Advanced
- 17 Jun 2024
...including criminal and civil law, rules of evidence, rights of the accused and accuser, and expert witness matters. III. Financial Transactions & Fraud... Learn about: Fraud Scheme, Certified Fraud Examiner, Financial Transactions and Fraud Schemes...
- Training
- London
- Intermediate
- Different dates available
...timeframes for resolving breaches and compensating (c) Reporting to the Regulator... Learn about: Investment Management, Regulatory Compliance...
- Training
- Singapore ((Indicate))
- Advanced
- 2 Days
...(Interpretation Committee pronouncements). The progress of worldwide adoption of IFRS will also be reviewed. There will also be plenty of opportunity... Learn about: Accounting Standards...
- Training
- Carshalton
- Different dates available
... of Electrical Engineers) Wiring Regulations 17th Edition BS 7671:2008(2011). This online course was released in September 2011... Learn about: 17th Edition...
- Training
- Hong Kong ((Indicate))and2 other venues
- Dubai, Uae, Singapore
- 2 Days
...practical implications of the new framework on pricing, deal structuring, profitability and ultimately, competitiveness. The new Basel II framework...