London Governance and Compliance Academy courses

...the importance of the CASS Resolution pack to the FCA’s approach to assessing culture and conduct; To examine the regulatory requirements under CASS... Learn about: Finance Market, Risk Assessment, Financial Compliance...

...across MAD II including increased monitoring and surveillance of trading venues and financial instruments. - Explore key issues related to changes introduced... Learn about: Finance Market, Regulation Financial, Market Abuse...

...under stress situations of volatility, uncertainty, complexity and ambiguity (a.k.a. VUCA) Understand own risk type based on psychometric testing... Learn about: Business Risk, Risk Insurance Management, Risk Assessment...

...of employees are subject to direct conduct regulation than ever before. For firms subject to the Senior Managers and Certification Regime, there is... Learn about: Customer relationship, Customer Care, Regulation Financial...

...the overall impact of the regulations on their business model Understand how some of the calculations are done Understand how much they will need to change... Learn about: IT risk, Banking Investment, Banking Finance...

...financial services firms This course will cover the following: Define the IOSCO principles applicable to firms and their regulators which relate to... Learn about: Asset Management, Financial Services, Investment Funds...

...risk tolerance and risk capacity and how to use them The use and value of a risk register and risk matrix How the Risk Committee supports the Board... Learn about: Business Risk, IT risk, Risk Assessment...

...The advent of e-money licenses has been seized upon by a number of fast-growing Fintechs, who aim to disrupt existing retail and commercial financial service providers... Learn about: Financial Training, Financial Risk, Banking Regulation...

...– become associated with a Chartered professional body and take advantage of an extensive range of benefits Access to Associate membership and ACSI designatory letters... Learn about: Operational Risk, Financial Services, Corporate Governance...

...MiFIR Transaction Reporting widened the scope of financial instruments and extended reporting responsibilities to firms previously excluded from the regime... Learn about: Regulation Financial, Financial Crime, Financial Training...

...with recent examples from both General and Life insurers. It highlights the importance of the asset composition and how it relates to the liabilities... Learn about: Insurance brokers, Solvency II, Financial Services...

...Perfect if you’re a school leaver, returning to work or thinking of changing your career. You’ll learn the basic principles of accountancy, such as double-entry bookkeeping... Learn about: Tax Returns, Tax Management, Accounting and Finance...

...Distance Learning is ideal if you prefer to study at your own pace with printed materials. There's always expert tutor support available to keep you on track... Learn about: Tax Corporate, Tax Management, Tax Returns...

...income tax and National Insurance (NI) contributions, as well as how to account for capital gains tax Cover the basics of inheritance tax External Auditing (ETAU)... Learn about: Chartered Accountancy, Financial Training, Accounting and Finance...