London Governance and Compliance Academy courses

...client money and asset report, CASS audit, the CASS Resolution Pack; Identification of the key challenges of implementation and how to address operational risks arising... Learn about: Financial Services, Finance Market, Financial Risk...

...by the Market Abuse Regime regime including Market Soundings, Issuer Disclosure of Information, Director’s transactions and enhanced regulatory powers... Learn about: Finance Market, Regulation Financial, EU Law...

...uncertainty, complexity and ambiguity a.k.a. ‘VUCA’, that is now considered to be the ‘new normal’. Participants will receive their own individual risk... Learn about: Risk Insurance Management, IT risk, Risk Analysis...

...4 commentary on them: Individual conduct rules Integrity Due skill care and diligence Open and co-operative with regulators Treating customers fairly Market... Learn about: Customer Retention, Customer Manager, Compliance Management...

...including MREL Capital What counts – Common Equity Tier 1, etc. What must be deducted The Leverage Ratio Exposures Liquidity The Liquidity Coverage Ratio Inflows... Learn about: Banking Regulation, Bank Compliance, Banking and Finance...

...systems and controls for client money and assets. Since 2010 the Financial Conduct Authority (FCA) has made the protection of Client Money and Assets (CASS)... Learn about: Asset Management, Financial Compliance, Compliance Management...

...and the resulting obligations on the directors The role and responsibilities of the Board in ensuring a robust risk framework The difference between risk appetite... Learn about: Corporate Governance, Risk Analysis, Business Risk...

...of their approaches How much impact they are having How incumbents are responding Programme Outline Introduction: what is a Fintech The key components... Learn about: Banking Regulation, Bank Compliance, Financial Risk...

...risk areas in financial services. It addresses international issues, reflecting the needs of a worldwide market, and provides a sound grounding in... Learn about: Financial Services, Risk Management, Corporate Governance...

...and reducing financial crime. The primary purpose of transaction reports is to detect and investigate suspected market abuse, insider trading and market manipulation... Learn about: Finance Market, Financial Training, Regulation Financial...

...the business and the business model. This course goes through all of the many different stages and components of how this is done, illustrated throughout... Learn about: Insurance brokers, Insurance Claim, Financial Risk...

...The AAT Foundation Certificate in Accounting is an ideal starting point for anyone wanting to land a role in accountancy or finance – building important everyday knowledge... Learn about: Accounting and Finance, Tax Management, Tax Returns...

...(Level 3) Continue to develop your skills with an in-depth look at advanced accounting disciplines including financial processes, advanced bookkeeping... Learn about: Tax Corporate, Tax Management, Tax Returns...

...and statistical techniques to analyse business information Master different financial and non-financial performance techniques to enhance value and... Learn about: Chartered Accountancy, Accounting and Finance, Financial Training...