London Governance and Compliance Academy courses

...This risk is increased during a recession or uncertain economic climate. Since 2010 the Financial Conduct Authority (FCA) has made the protection of Client... Learn about: Finance Market, Financial Risk, Financial Services...

...and the integrity of financial markets. Market Abuse is a complex topic and firms are required to implement policies, procedures and processes to ensure... Learn about: Finance Market, Market Abuse, Regulation Financial...

...management framework to manage people risk Training Outline Case Study Relevant Regulation The Importance of Culture Review Psychometric Test Results... Learn about: Risk Assessment, IT risk, Risk Analysis...

...there is an obligation to train staff who are subject to the Individual Conduct Rules, and, for those who are performing Senior Management Functions... Learn about: Customer Relationship Management, Customer Retention, Regulation Financial...

...their current processes to comply and the level of resources the need to commit The programme is ideal for: Risk and compliance staff Front office staff... Learn about: Bank Compliance, Banking Regulation, IT risk...

...skills and expertise required to carry out their CASS responsibilities or CASS oversight activities without supervision. This seminar will provide delegates... Learn about: Financial Compliance, Investment Funds, Financial Services...

...risk framework and discuss enablers and blockers to its implementation, including an enabling risk culture. By the end of the programme, participants will... Learn about: Strategic Planning, Risk Management, Business Risk...

...Wirecard, has further highlighted the risks and regulatory issues. This course explains which areas of business the Fintechs are targeting, how the regulators’... Learn about: Bank Compliance, Financial Risk, Financial Services...

...You are exempt from the regulation paper if you have already achieved a regulatory paper through another route, such as the IOC Free CISI Student membership... Learn about: Financial Services, Risk Management, Operational Risk...

...including an illustration of good and bad practice... Learn about: Financial Services, Financial Crime, Compliance Management...

...calibrated The particular impact of Solvency II on life insurers Programme Outline Introduction and overview, the regulation’s objectives Base case scenario... Learn about: Insurance Claim, Insurance brokers, Financial Risk...

...The AAT Foundation Certificate in Accounting is an ideal starting point for anyone wanting to land a role in accountancy or finance – building important everyday knowledge... Learn about: Tax Corporate, Accounting and Finance, Tax Management...

...(Level 3) Continue to develop your skills with an in-depth look at advanced accounting disciplines including financial processes, advanced bookkeeping... Learn about: Tax Returns, Tax Management, Tax Corporate...

...(optional) Understand the principles of auditing and importance of professional ethics, including evaluating the audited entity's system of internal control... Learn about: Chartered Accountancy, Accounting and Finance, Financial Training...